5AM Partners IV, LLC - 06 Oct 2022 Form 4 Insider Report for scPharmaceuticals Inc. (SCPH)

Reporting relationship: 10%+ Owner
Issuer ticker: SCPH
Reported as of: 06 Oct 2022
Net transaction value: -$2,488,907
SEC form: 4
Accepted by SEC: 11 Oct 2022, 19:10:31 UTC
Prior SEC filing: 16 Sep 2022
Next SEC filing: 02 Nov 2022
Source filing: View source filing
Reporting owner signature: 5AM Partners IV, LLC, By /s/ Scott M. Rocklage, Managing Member

Key filing fact

5AM Partners IV, LLC filed Form 4 for scPharmaceuticals Inc. (SCPH) on 11 Oct 2022.

Key facts

This page summarizes 5AM Partners IV, LLC's Form 4 filing for scPharmaceuticals Inc. (SCPH).
6 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 11 Oct 2022, 19:10.

Change

Previous filing in this sequence was filed on 16 Sep 2022.
Current net transaction value: -$2,488,907.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SCPH transaction

Common Stock

Sale

Transaction value: $152,894
Shares: -30,457
Change %: -1.1%
Price: $5.02
Shares after: 2,688,014
Date: 06 Oct 2022
Ownership: By 5AM Ventures IV, L.P.
Footnotes: F1

SCPH transaction

Common Stock

Sale

Transaction value: $6,370
Shares: -1,269
Change %: -1.1%
Price: $5.02
Shares after: 112,000
Date: 06 Oct 2022
Ownership: By 5AM Co-Investors IV, L.P.
Footnotes: F2

SCPH transaction

Common Stock

Sale

Transaction value: $29,156
Shares: -5,808
Change %: -1.2%
Price: $5.02
Shares after: 497,304
Date: 06 Oct 2022
Ownership: By 5AM Opportunities I, L.P.
Footnotes: F3

SCPH transaction

Common Stock

Sale

Transaction value: $1,866,729
Shares: -456,413
Change %: -17%
Price: $4.09
Shares after: 2,231,601
Date: 10 Oct 2022
Ownership: By 5AM Ventures IV, L.P.
Footnotes: F1

SCPH transaction

Common Stock

Sale

Transaction value: $77,780
Shares: -19,017
Change %: -17%
Price: $4.09
Shares after: 92,983
Date: 10 Oct 2022
Ownership: By 5AM Co-Investors IV, L.P.
Footnotes: F2

SCPH transaction

Common Stock

Sale

Transaction value: $355,977
Shares: -87,036
Change %: -18%
Price: $4.09
Shares after: 410,268
Date: 10 Oct 2022
Ownership: By 5AM Opportunities I, L.P.
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

5AM Partners IV, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

The shares are directly held by 5AM Ventures IV, L.P. ("Ventures IV"). 5AM Partners IV, LLC ("Partners IV") is the sole general partner of Ventures IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage are the managing members of Partners IV and may be deemed to have shared voting and investment power over the shares beneficially owned by Ventures IV. Each of Partners IV, Dr. Diekman, Mr. Schwab and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or his pecuniary interest therein.

Footnote F2

The shares are directly held by 5AM Co-Investors IV, L.P. ("Co-Investors IV"). Partners IV is the sole general partner of Co-Investors IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage are the managing members of Partners IV and may be deemed to have shared voting and investment power over the shares beneficially owned by Co-Investors IV. Each of Partners IV, Dr. Diekman, Mr. Schwab and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or his pecuniary interest therein.

Footnote F3

Shares are directly held by 5AM Opportunities I, L.P. ("Opportunities"). 5AM Opportunities I (GP), LLC ("Opportunities GP") is the sole general partner of Opportunities. Andrew J. Schwab is a managing member of Opportunities GP and may be deemed to have shared voting and investment power over the shares beneficially owned by Opportunities. Each of Opportunities GP and Mr. Schwab disclaims beneficial ownership of such shares, except to the extent of its or his pecuniary interest therein.