5AM Opportunities I, L.P. - 03 Jun 2022 Form 4 Insider Report for Rallybio Corp (RLYB)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
07 Jun 2022, 17:02:08 UTC
Prior SEC filing
25 May 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
5AM Opportunities I, L.P., By: 5AM Opportunities I (GP), LLC, its General Partner, By /s/ Andrew J. Schwab, Managing Member

Key filing fact

5AM Opportunities I, L.P. filed Form 4 for Rallybio Corp (RLYB) on 07 Jun 2022.

Key facts

  • This page summarizes 5AM Opportunities I, L.P.'s Form 4 filing for Rallybio Corp (RLYB).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 07 Jun 2022, 17:02.

Change

  • Previous filing in this sequence was filed on 25 May 2022.
  • Current net transaction value: -$1,875,000.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RLYB transaction

Common Stock

Sale

Transaction value
$629,112
Shares
-50,329
Change %
-3.9%
Price
$12.50
Shares after
1,251,755
Date
03 Jun 2022
Ownership
By 5AM Opportunities I, L.P.
Footnotes
F1
RLYB transaction

Common Stock

Sale

Transaction value
$1,245,888
Shares
-99,671
Change %
-3.9%
Price
$12.50
Shares after
2,478,969
Date
03 Jun 2022
Ownership
By 5AM Ventures V, L.P.
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Shares are held by 5AM Opportunities I, L.P. ("Opportunities I"). 5AM Opportunities I (GP), LLC is the general partner of Opportunities I and may be deemed to have sole investment and voting power over the shares held by Opportunities I. Each of Andrew Schwab and Dr. Kush Parmar is a Managing Member of 5AM Opportunities I (GP), LLC, and may be deemed to have shared voting and dispositive power over the shares held by Opportunities I. Therefore, each of Andrew Schwab, Dr. Kush Parmar and 5AM Opportunities I(GP), LLC may be deemed to beneficially own the shares held by Opportunities I, and each disclaims beneficial ownership over the shares held by Opportunities I except to the extent of his or its pecuniary interest therein. Dr. Parmar is a director of the issuer and files separate Section 16 reports.

Footnote F2

Shares are held by 5AM Ventures V, L.P. ("Ventures V"). 5AM Partners V, LLC is the general partner of Ventures V and may be deemed to have sole investment and voting power over the shares held by Ventures V. Each of Andrew Schwab, Dr. Kush Parmar and Dr. Scott Rocklage is a Managing Member of 5AM Partners V, LLC, and may be deemed to have shared voting and dispositive power over the shares held by Ventures V. Therefore, each of Andrew Schwab, Dr. Kush Parmar, Dr. Scott Rocklage, and 5AM Partners V, LLC may be deemed to beneficially own the shares held by Ventures V, and each disclaims beneficial ownership over the shares held by Ventures V except to the extent of his or its pecuniary interest therein. Dr. Parmar is a director of the issuer and files separate Section 16 reports.

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