5AM Ventures V, L.P. - 29 Jul 2021 Form 3/A - Amendment Insider Report for Rallybio Corp (RLYB)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
3/A - Amendment
Accepted by SEC
04 Aug 2021, 21:17:04 UTC
Original report date
29 Jul 2021
Next SEC filing
09 Sep 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
5AM Ventures V, L.P., By: 5AM Partners V, LLC, its General Partner, By /s/ Scott M. Rocklage, Managing Member

Key filing fact

5AM Ventures V, L.P. filed Form 3/A - Amendment for Rallybio Corp (RLYB) on 04 Aug 2021.

Key facts

  • This page summarizes 5AM Ventures V, L.P.'s Form 3/A - Amendment filing for Rallybio Corp (RLYB).
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 04 Aug 2021, 21:17.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RLYB holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
790,714
Date
29 Jul 2021
Ownership
footnote
Footnotes
F1, F2, F3
RLYB holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,784,626
Date
29 Jul 2021
Ownership
footnote
Footnotes
F3, F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Consists of 790,714 shares held by 5AM Opportunities I, L.P. ("Opportunities I")

Footnote F2

5AM Opportunities I (GP), LLC is the general partner of Opportunities I and may be deemed to have sole investment and voting power over the shares held by Opportunities I. Each of Andrew Schwab and Dr. Kush Parmar is a Managing Member of 5AM Opportunities I (GP), LLC, and may be deemed to have shared voting and dispositive power over the shares held by Opportunities I. Therefore, each of Andrew Schwab, Dr. Kush Parmar and 5AM Opportunities I (GP), LLC may be deemed to beneficially own the shares held by Opportunities I, and each disclaims beneficial ownership over the shares held by Opportunities I except to the extent of his or its pecuniary interest therein. Dr. Parmar is a director of the issuer and files separate Section 16 reports.

Footnote F3

This Form 3 amendment is being filed to correct the original Form 3 filed on July 29, 2021. The Amount of Securities Beneficially Owned was stated incorrectly on the original Form 3.

Footnote F4

Consists of 2,784,626 shares held by 5AM Ventures V, L.P. ("Ventures V").

Footnote F5

5AM Partners V, LLC is the general partner of Ventures V and may be deemed to have sole investment and voting power over the shares held by Ventures V. Each of Andrew Schwab, Dr. Kush Parmar and Dr. Scott Rocklage is a Managing Member of 5AM Partners V, LLC, and may be deemed to have shared voting and dispositive power over the shares held by Ventures V. Therefore, each of Andrew Schwab, Dr. Kush Parmar, Dr. Scott Rocklage, and 5AM Partners V, LLC may be deemed to beneficially own the shares held by Ventures V, and each disclaims beneficial ownership over the shares held by Ventures V except to the extent of his or its pecuniary interest therein. Dr. Parmar is a director of the issuer and files separate Section 16 reports.

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