Key facts
- This page summarizes Gary A. Cappeline's Form 4 filing for Evoqua Water Technologies Corp..
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 26 May 2023, 16:43.
Gary A. Cappeline - 24 May 2023 Form 4 Insider Report for Evoqua Water Technologies Corp.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 24 May 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 26 May 2023, 16:43:53 UTC
- Prior SEC filing
- 09 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ John DiMascio, Attorney-in-Fact for Gary A. Cappeline
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Gary A. Cappeline filed Form 4 for Evoqua Water Technologies Corp. on 26 May 2023.
Change
- Previous filing in this sequence was filed on 09 Feb 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AQUA
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -13,557
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 24 May 2023
- Ownership
- Direct
- Footnotes
- F1
AQUA
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -7,893
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 24 May 2023
- Ownership
- By Trust
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Gary A. Cappeline is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
Disposed of pursuant to the merger agreement among Xylem Inc., Fore Merger Sub, Inc. and the issuer, dated as of Jan. 22, 2023. Upon effectiveness of the merger on May 24, 2023, (i) each issued and outstanding share of issuer common stock was exchanged for 0.48 Xylem common shares, with cash paid in lieu of fractional shares, and (ii) unvested restricted stock units ("RSUs") were converted into RSUs for Xylem common shares, by multiplying the number of shares of issuer common stock underlying the award and 0.48, rounded down to the nearest whole share.
Footnote F2
Disposed of upon effectiveness of the merger, in which each issued and outstanding share of issuer common stock was exchanged for 0.48 Xylem common shares, with cash paid in lieu of fractional shares.
Footnote F3
Shares held by the Gary Cappeline and Vicky Hu Joint Revocable Trust U/A dated 11/12/2018, of which Mr. Cappeline and Ms. Hu are the trustees and beneficiaries.