Key facts
- This page summarizes Richard Rallo's Form 4 filing for ALICO, INC. (ALCO).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 14 Apr 2022, 16:18.
Richard Rallo - 13 Apr 2022 Form 4 Insider Report for ALICO, INC. (ALCO)
- Reporting relationship
- CFO and CAO
- Issuer ticker
- ALCO
- Reported as of
- 13 Apr 2022
- Net transaction value
- +$101,880
- SEC form
- 4
- Accepted by SEC
- 14 Apr 2022, 16:18:51 UTC
- Prior SEC filing
- 16 Dec 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Richard Rallo
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Richard Rallo filed Form 4 for ALICO, INC. (ALCO) on 14 Apr 2022.
Change
- Previous filing in this sequence was filed on 16 Dec 2021.
- Current net transaction value: +$101,880.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ALCO
transaction
Alico, Inc., Common Stock, Par Value $1.00
Options Exercise
- Transaction value
- $101,880
- Shares
- +3,000
- Change %
- +48%
- Price
- $33.96
- Shares after
- 9,293
- Date
- 13 Apr 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ALCO
transaction
Derivative
Employee stock option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -3,000
- Change %
- -11%
- Price
- $0.000000
- Shares after
- 24,000
- Date
- 13 Apr 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,000
- Exercise price
- $33.96
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The options, representing the right to purchase a total of 32,000 shares, vest as follows: (i) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $35.00; (ii) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $40.00; (iii) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $45.00 and (iv) 25% of the options will vest if the price of the Company's common stock during a consecutive 20-day trading period exceeds $50.00, in each case subject to (x) the reporting person executing the Company's incentive stock option agreement and (y) the reporting person's continued employment or service with the Company on the applicable vesting date or such date as set forth in the incentive stock option agreement.
Footnote F2
Due to a 1000 character limit, Footnote 2 is a continuation of Footnote 1: Of the options mentioned in the preceding sentence, options representing the right to purchase 8,000 shares became exercisable on January 27, 2020; and of those options that became exercisable on January 27, 2020, options representing the right to purchase 5,000 shares were previously exercised on December 15, 2021, and the exercise of the options representing the right to purchase the other 3,000 shares is reflected in the transaction reported in this Form 4 filing. Any options not vested on or before December 31, 2022 shall be forfeited.