Gisela Schwab - 26 Jul 2021 Form 4 Insider Report for EXELIXIS, INC. (EXEL)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
28 Jul 2021, 20:06:41 UTC
Prior SEC filing
23 Jul 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jennifer Drimmer Rokovich, Attorney in Fact

Key filing fact

Gisela Schwab filed Form 4 for EXELIXIS, INC. (EXEL) on 28 Jul 2021.

Key facts

  • This page summarizes Gisela Schwab's Form 4 filing for EXELIXIS, INC. (EXEL).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 28 Jul 2021, 20:06.

Change

  • Previous filing in this sequence was filed on 23 Jul 2021.
  • Current net transaction value: +$168,000.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EXEL transaction

Common Stock

Options Exercise

Transaction value
$168,000
Shares
+40,000
Change %
+6.2%
Price
$4.20*
Shares after
689,078
Date
26 Jul 2021
Ownership
Direct
Footnotes
F1
EXEL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
14,880
Date
26 Jul 2021
Ownership
By 401(k)
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

EXEL transaction Derivative

Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-40,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
26 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
40,000
Exercise price
$4.20
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Includes 243,968 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Footnote F2

Represents shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of July 23, 2021.

Footnote F3

The option, representing the right to purchase a total of 75,000 shares of Exelixis, Inc. common stock, became fully exercisable on February 11, 2020.

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