Key facts
- This page summarizes NORTH RUN CAPITAL, LP's Form 3 filing for LENSAR, Inc. (LNSR).
- 0 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 06 Jun 2023, 17:15.
NORTH RUN CAPITAL, LP - 18 May 2023 Form 3 Insider Report for LENSAR, Inc. (LNSR)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- LNSR
- Reported as of
- 18 May 2023
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 06 Jun 2023, 17:15:34 UTC
- Next SEC filing
- 14 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- North Run Capital, LP, By: North Run Advisors, LLC, By: /s/ Thomas B. Ellis, Member
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
NORTH RUN CAPITAL, LP filed Form 3 for LENSAR, Inc. (LNSR) on 06 Jun 2023.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LNSR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,100,592
- Date
- 18 May 2023
- Ownership
- See footnotes
- Footnotes
- F1, F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LNSR
holding
Derivative
Series A Convertible Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 18 May 2023
- Ownership
- See footnotes
- Underlying class
- Common Stock
- Underlying amount
- 7,940,446
- Exercise price
- $2.52
- Footnotes
- F2, F3, F5
LNSR
holding
Derivative
Class A Common Stock Purchase Warrants (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 18 May 2023
- Ownership
- See footnotes
- Underlying class
- Common Stock
- Underlying amount
- 2,183,623
- Exercise price
- $2.45
- Footnotes
- F3, F4, F5
LNSR
holding
Derivative
Class B Common Stock Purchase Warrants (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 18 May 2023
- Ownership
- See footnotes
- Underlying class
- Common Stock
- Underlying amount
- 2,183,623
- Exercise price
- $3.06
- Footnotes
- F3, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The reported securities are directly held by North Run Capital, LP, and may be deemed to be indirectly beneficially owned by North Run Advisors, LLC as the general partner of North Run Capital, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Advisors, LLC.
Footnote F2
The Series A Convertible Preferred Stock has no expiration date and is convertible at any time at the option of NR-GRI Partners, LP, subject to a blocker provision that prevents NR-GRI Partners, LP from converting the Series A Convertible Preferred Stock into shares of Common Stock if the reporting person, together with its affiliates, would be more than a 19.99% beneficial owner of Common Stock following such conversion..
Footnote F3
The reported securities are directly held by NR-GRI Partners, LP, and may be deemed to be indirectly beneficially owned by NR-GRI Partners GP, LLC as the general partner of NR-GRI Partners, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of NR-GRI Partners GP, LLC.
Footnote F4
The reported warrants are currently exercisable, subject to a blocker provision that prevents NR-GRI Partners, LP from exercising the warrants into shares of Common Stock if the reporting person, together with its affiliates, would be more than a 19.99% beneficial owner of Common Stock following such exercise.
Footnote F5
NR-GRI Partners GP, LLC, North Run Advisors, LLC, Thomas B. Ellis and Todd B. Hammer disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that any of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
SEC remarks
Each of North Run Capital, LP, North Run Advisors, LLC, NR-GRI Partners, LP and NR-GRI Partners, LLC may be deemed to be a director by deputization for purposes of Section 16 under the Securities and Exchange Act of 1934, as amended, by virtue of the fact that Thomas B. Ellis and Todd B. Hammer, the members of North Run Advisors, LLC and NR-GRI Partners GP, LLC, currently serve on the board of directors of the issuer.