Key facts
- This page summarizes Stuart Stoller's Form 4 filing for Ipsidy Inc. (AUID).
- 2 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 23 Mar 2022, 17:00.
Stuart Stoller - 21 Mar 2022 Form 4 Insider Report for Ipsidy Inc. (AUID)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- AUID
- Reported as of
- 21 Mar 2022
- Net transaction value
- +$50,499
- SEC form
- 4
- Accepted by SEC
- 23 Mar 2022, 17:00:34 UTC
- Prior SEC filing
- 15 Dec 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Stuart Stoller
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Stuart Stoller filed Form 4 for Ipsidy Inc. (AUID) on 23 Mar 2022.
Change
- Previous filing in this sequence was filed on 15 Dec 2021.
- Current net transaction value: +$50,499.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AUID
transaction
Common Stock, $.0001 par value
Award
- Transaction value
- $499
- Shares
- +155
- Change %
- +0.19%
- Price
- $3.22
- Shares after
- 82,239
- Date
- 21 Mar 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AUID
transaction
Derivative
Senior Secured Convertible Note
Award
- Transaction value
- $50,000
- Shares
- Change %
- Price
- Shares after
- 13,514
- Date
- 21 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock, $0.0001 par value per share
- Underlying amount
- 13,514
- Exercise price
- $3.70
AUID
holding
Derivative
Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 100,000
- Date
- 21 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock, $0.0001 par value per share
- Underlying amount
- 100,000
- Exercise price
- $7.20
- Footnotes
- F3
AUID
holding
Derivative
Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 83,333
- Date
- 21 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock, $0.0001 par value per share
- Underlying amount
- 83,333
- Exercise price
- $2.78
- Footnotes
- F2
AUID
holding
Derivative
Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 166,667
- Date
- 21 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock, $0.0001 par value per share
- Underlying amount
- 166,667
- Exercise price
- $3.00
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Upon acquiring the Senior Secured Convertible Note, the reporting person was issued an origination fee in shares of common stock equal to 1.0% of the original principal amount of the reporting person's Senior Secured Convertible Notes with the value of each such share being the arithmetic average of the volume weighted average price of the Common Stock for each of the ten trading days immediately preceding the effective date.
Footnote F2
The Stock Options vest with respect to one-third of the shares of common stock on each of October 7, 2021, 2022 and 2023 subject to Mr. Stoller's continued employment.
Footnote F3
Shares of common stock underlying the stock options vest one third on each anniversary of grant subject to continued service to Ipsidy Inc. and subject to a prior Change of Control.