Key facts
- This page summarizes Mark E. Schwarz's Form 4 filing for RAVE RESTAURANT GROUP, INC. (RAVE).
- 1 reported transaction and 2 derivative rows are listed below.
- Accepted by SEC: 27 Jun 2022, 12:42.
Mark E. Schwarz - 27 Jun 2022 Form 4 Insider Report for RAVE RESTAURANT GROUP, INC. (RAVE)
- Reporting relationship
- Chairman, Director, 10%+ Owner
- Issuer ticker
- RAVE
- Reported as of
- 27 Jun 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 27 Jun 2022, 12:42:09 UTC
- Prior SEC filing
- 09 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- Steven D. Davidson as Attorney-in-Fact for each Reporting Person
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Mark E. Schwarz filed Form 4 for RAVE RESTAURANT GROUP, INC. (RAVE) on 27 Jun 2022.
Change
- Previous filing in this sequence was filed on 09 Jun 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RAVE
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 140,691
- Date
- 27 Jun 2022
- Ownership
- Direct
RAVE
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,092,125
- Date
- 27 Jun 2022
- Ownership
- Shares directly owned by Newcastle Partners, L.P.
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
RAVE
transaction
Derivative
Director Stock Option (right to buy)
Award
- Transaction value
- $0
- Shares
- +40,000
- Change %
- Price
- $0.000000
- Shares after
- 40,000
- Date
- 27 Jun 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 40,000
- Exercise price
- $1.06
- Footnotes
- F2
RAVE
holding
Derivative
Director Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 40,000
- Date
- 27 Jun 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 40,000
- Exercise price
- $3.95
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP.
Footnote F2
Granted as director stock options.