Key facts
- This page summarizes Mark E. Schwarz's Form 4 filing for HALLMARK FINANCIAL SERVICES INC.
- 1 reported transaction and 2 derivative rows are listed below.
- Accepted by SEC: 02 Jun 2022, 16:48.
Mark E. Schwarz - 31 May 2022 Form 4 Insider Report for HALLMARK FINANCIAL SERVICES INC
- Reporting relationship
- Chairman & CEO, Director, 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 31 May 2022
- Net transaction value
- +$1,049
- SEC form
- 4
- Accepted by SEC
- 02 Jun 2022, 16:48:28 UTC
- Prior SEC filing
- 26 May 2022
- Next SEC filing
- 09 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- Steven D. Davidson as Attorney-in-Fact for each Reporting Person
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mark E. Schwarz filed Form 4 for HALLMARK FINANCIAL SERVICES INC on 02 Jun 2022.
Change
- Previous filing in this sequence was filed on 26 May 2022.
- Current net transaction value: +$1,049.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
This filing has been restated.
Open the amended filing.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HALL
transaction
Common Stock
Purchase
- Transaction value
- $1,049
- Shares
- +1,179
- Change %
- +0.04%
- Price
- $0.8900
- Shares after
- 3,079,873
- Date
- 31 May 2022
- Ownership
- Directly owned by Newcastle Partners, L.P.
- Footnotes
- F1
HALL
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 140,691
- Date
- 31 May 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HALL
holding
Derivative
Director Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 40,000
- Date
- 31 May 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 40,000
- Exercise price
- $3.95
HALL
holding
Derivative
Director Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 15,000
- Date
- 31 May 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 15,000
- Exercise price
- $3.11
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP.