Key facts
- This page summarizes Thomas W. Casey's Form 4 filing for LendingClub Corp (LC).
- 12 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 29 Aug 2022, 20:47.
Thomas W. Casey - 02 Jun 2022 Form 4 Insider Report for LendingClub Corp (LC)
- Reporting relationship
- Chief Financial Officer, Director
- Issuer ticker
- LC
- Reported as of
- 02 Jun 2022
- Net transaction value
- -$441,273
- SEC form
- 4
- Accepted by SEC
- 29 Aug 2022, 20:47:19 UTC
- Prior SEC filing
- 15 Mar 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Bhavit Sheth, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Thomas W. Casey filed Form 4 for LendingClub Corp (LC) on 29 Aug 2022.
Change
- Previous filing in this sequence was filed on 15 Mar 2022.
- Current net transaction value: -$441,273.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LC
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- -46,837
- Change %
- -94%
- Price
- $0.000000
- Shares after
- 2,922
- Date
- 02 Jun 2022
- Ownership
- Direct
- Footnotes
- F1
LC
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +8,985
- Change %
- +307%
- Price
- $0.000000
- Shares after
- 11,907
- Date
- 25 Aug 2022
- Ownership
- Direct
- Footnotes
- F2
LC
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +12,596
- Change %
- +106%
- Price
- $0.000000
- Shares after
- 24,503
- Date
- 25 Aug 2022
- Ownership
- Direct
- Footnotes
- F2
LC
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +36,058
- Change %
- +147%
- Price
- $0.000000
- Shares after
- 60,561
- Date
- 25 Aug 2022
- Ownership
- Direct
- Footnotes
- F2
LC
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +12,194
- Change %
- +20%
- Price
- $0.000000
- Shares after
- 72,755
- Date
- 25 Aug 2022
- Ownership
- Direct
- Footnotes
- F2
LC
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +8,558
- Change %
- +12%
- Price
- $0.000000
- Shares after
- 81,313
- Date
- 25 Aug 2022
- Ownership
- Direct
- Footnotes
- F2
LC
transaction
Common Stock
Tax liability
- Transaction value
- $441,273
- Shares
- -31,497
- Change %
- -39%
- Price
- $14.01
- Shares after
- 49,816
- Date
- 25 Aug 2022
- Ownership
- Direct
- Footnotes
- F3
LC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 12,750
- Date
- 02 Jun 2022
- Ownership
- Casey Family Revocable Trust
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LC
transaction
Derivative
Restricted Stock Unit (RSU)
Options Exercise
- Transaction value
- $0
- Shares
- -8,985
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 17,972
- Date
- 25 Aug 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,985
- Exercise price
- $0.000000
- Footnotes
- F2, F4, F5
LC
transaction
Derivative
Restricted Stock Unit (RSU)
Options Exercise
- Transaction value
- $0
- Shares
- -12,596
- Change %
- -14%
- Price
- $0.000000
- Shares after
- 75,576
- Date
- 25 Aug 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,596
- Exercise price
- $0.000000
- Footnotes
- F2, F5, F6
LC
transaction
Derivative
Restricted Stock Unit (RSU)
Options Exercise
- Transaction value
- $0
- Shares
- -36,058
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 72,116
- Date
- 25 Aug 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 36,058
- Exercise price
- $0.000000
- Footnotes
- F2, F5, F7
LC
transaction
Derivative
Restricted Stock Unit (RSU)
Options Exercise
- Transaction value
- $0
- Shares
- -12,194
- Change %
- -14%
- Price
- $0.000000
- Shares after
- 73,161
- Date
- 25 Aug 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,194
- Exercise price
- $0.000000
- Footnotes
- F2, F5, F8
LC
transaction
Derivative
Restricted Stock Unit (RSU)
Options Exercise
- Transaction value
- $0
- Shares
- -8,558
- Change %
- -9.1%
- Price
- $0.000000
- Shares after
- 85,584
- Date
- 25 Aug 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,558
- Exercise price
- $0.000000
- Footnotes
- F2, F5, F9
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 9 footnotes
Footnote F1
Transaction represents the transfer of 46,837 shares by the Reporting Person of Issuer common stock by bona fide gift.
Footnote F2
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
Footnote F3
Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
Footnote F4
The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Footnote F5
Not applicable.
Footnote F6
The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Footnote F7
The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.
Footnote F8
The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Footnote F9
The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.