Key facts
- This page summarizes George T. Shaheen's Form 4 filing for NetApp, Inc. (NTAP).
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 14 Sep 2023, 20:21.
George T. Shaheen - 12 Sep 2023 Form 4 Insider Report for NetApp, Inc. (NTAP)
- Reporting relationship
- Director
- Issuer ticker
- NTAP
- Reported as of
- 12 Sep 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 14 Sep 2023, 20:21:48 UTC
- Prior SEC filing
- 30 May 2023
- Next SEC filing
- 06 May 2024
- Source filing
- View source filing
- Reporting owner signature
- Roberta S Cohen Attorney-in-Fact for George T Shaheen
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
George T. Shaheen filed Form 4 for NetApp, Inc. (NTAP) on 14 Sep 2023.
Change
- Previous filing in this sequence was filed on 30 May 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NTAP
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +3,450
- Change %
- +12%
- Price
- $0.000000
- Shares after
- 32,342
- Date
- 12 Sep 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NTAP
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -3,450
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 12 Sep 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,450
- Exercise price
- Footnotes
- F1, F2
NTAP
transaction
Derivative
Restricted Stock Unit
Award
- Transaction value
- $0
- Shares
- +3,526
- Change %
- Price
- $0.000000
- Shares after
- 3,526
- Date
- 13 Sep 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,526
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Restricted Stock Units convert into common stock on a one-for-one basis.
Footnote F2
On September 9, 2022, the reporting person was granted 3,450 restricted stock units, which vested on September 12, 2023, the day immediately preceding the date of the 2023 Annual Meeting of Stockholders
Footnote F3
On September 13, 2023, the reporting person was granted 3,526 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date.