Thomas L. Thimot - 21 Mar 2022 Form 4 Insider Report for Ipsidy Inc. (AUID)

Reporting relationship: Chief Executive Officer, Director
Issuer ticker: AUID
Reported as of: 21 Mar 2022
Net transaction value: +$100,000
SEC form: 4
Accepted by SEC: 23 Mar 2022, 17:00:14 UTC
Prior SEC filing: 30 Aug 2021
Source filing: View source filing
Reporting owner signature: /s/ THOMAS L. THIMOT

Key filing fact

Thomas L. Thimot filed Form 4 for Ipsidy Inc. (AUID) on 23 Mar 2022.

Key facts

This page summarizes Thomas L. Thimot's Form 4 filing for Ipsidy Inc. (AUID).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 23 Mar 2022, 17:00.

Change

Previous filing in this sequence was filed on 30 Aug 2021.
Current net transaction value: +$100,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AUID transaction

Common Stock, $.0001 par value

Award

Transaction value: $100,000
Shares: +27,027
Change %: +38%
Price: $3.70
Shares after: 98,453
Date: 21 Mar 2022
Ownership: See Footnote
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AUID holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,200,000
Date: 21 Mar 2022
Ownership: Direct
Underlying class: Common Stock, $0.0001 par value per share
Underlying amount: 1,200,000
Exercise price: $7.80
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Half of the shares of common stock under the Stock Options vest upon achievement of agreed performance goals and half vest monthly over four years.

Footnote F2

The shares are held by the Thimot Family Revocable Living Trust and the Thimot Family Heritage Irrevocable Trust. Mr. Thimot is the trustee for both trusts and a beneficiary of the Thimot Family Revocable Living Trust.