Key facts
- This page summarizes Brad Anderson's Form 4 filing for NetApp, Inc. (NTAP).
- 9 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 17 Feb 2022, 15:56.
Brad Anderson - 15 Feb 2022 Form 4 Insider Report for NetApp, Inc. (NTAP)
- Reporting relationship
- EVP, Hybrid Cloud Group
- Issuer ticker
- NTAP
- Reported as of
- 15 Feb 2022
- Net transaction value
- -$723,941
- SEC form
- 4
- Accepted by SEC
- 17 Feb 2022, 15:56:15 UTC
- Prior SEC filing
- 17 Sep 2021
- Source filing
- View source filing
- Reporting owner signature
- By: Roberta S Cohen Attorney-in-Fact For: Brad Anderson
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Brad Anderson filed Form 4 for NetApp, Inc. (NTAP) on 17 Feb 2022.
Change
- Previous filing in this sequence was filed on 17 Sep 2021.
- Current net transaction value: -$723,941.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NTAP
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +13,750
- Change %
- +21%
- Price
- $0.000000
- Shares after
- 79,464
- Date
- 15 Feb 2022
- Ownership
- Direct
NTAP
transaction
Common Stock
Tax liability
- Transaction value
- $399,968
- Shares
- -4,421
- Change %
- -5.6%
- Price
- $90.47
- Shares after
- 75,043
- Date
- 15 Feb 2022
- Ownership
- Direct
NTAP
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +4,333
- Change %
- +5.8%
- Price
- $0.000000
- Shares after
- 79,376
- Date
- 15 Feb 2022
- Ownership
- Direct
NTAP
transaction
Common Stock
Tax liability
- Transaction value
- $172,074
- Shares
- -1,902
- Change %
- -2.4%
- Price
- $90.47
- Shares after
- 77,474
- Date
- 15 Feb 2022
- Ownership
- Direct
NTAP
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +3,825
- Change %
- +4.9%
- Price
- $0.000000
- Shares after
- 81,299
- Date
- 15 Feb 2022
- Ownership
- Direct
NTAP
transaction
Common Stock
Tax liability
- Transaction value
- $151,899
- Shares
- -1,679
- Change %
- -2.1%
- Price
- $90.47
- Shares after
- 79,620
- Date
- 15 Feb 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NTAP
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -13,750
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 15 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 13,750
- Exercise price
- $0.000000
- Footnotes
- F1, F2
NTAP
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -4,333
- Change %
- -22%
- Price
- $0.000000
- Shares after
- 15,167
- Date
- 15 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,333
- Exercise price
- $0.000000
- Footnotes
- F1, F3
NTAP
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -3,825
- Change %
- -19%
- Price
- $0.000000
- Shares after
- 16,575
- Date
- 15 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,825
- Exercise price
- $0.000000
- Footnotes
- F1, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Brad Anderson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 4 footnotes
Footnote F1
Restricted stock units convert into common stock on a one-for-one basis.
Footnote F2
On February 23, 2018, the reporting person was granted 55,000 restricted stock units, vesting in four equal annual installments beginning on February 15, 2019 and subject to continued service on each applicable vesting date.
Footnote F3
On July 1, 2020, the reporting person was granted 26,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date. In connection with Mr. Anderson's retirement and under the terms of the grant agreement, represents vesting of the number of RSUs that would have vested on the next scheduled vesting date but pro-rated based on the number of completed months of service since the most recent vesting date.
Footnote F4
On July 1, 2021, the reporting person was granted 20,400 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. In connection with Mr. Anderson's retirement and under the terms of the grant agreement, represents vesting of the number of RSUs that would have vested on the next scheduled vesting date but pro-rated based on the number of completed months of service since the most recent vesting date.