Jeff Goater - 11 May 2021 Form 4 Insider Report for VACCINEX, INC. (VCNX)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
12 May 2021, 16:27:14 UTC
Next SEC filing
11 Jun 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Scott E. Royer, Attorney-in-Fact for Jeff Goater

Key filing fact

Jeff Goater filed Form 4 for VACCINEX, INC. (VCNX) on 12 May 2021.

Key facts

  • This page summarizes Jeff Goater's Form 4 filing for VACCINEX, INC. (VCNX).
  • 1 reported transaction and 5 derivative rows are listed below.
  • Accepted by SEC: 12 May 2021, 16:27.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VCNX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
300
Date
11 May 2021
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

VCNX transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+28,586
Change %
Price
$0.000000
Shares after
28,586
Date
11 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
28,586
Exercise price
$2.15
Footnotes
F4
VCNX holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,000
Date
11 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,000
Exercise price
$14.90
Footnotes
F1
VCNX holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,239
Date
11 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,239
Exercise price
$13.60
Footnotes
F1
VCNX holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7,718
Date
11 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,718
Exercise price
$7.78
Footnotes
F2
VCNX holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
15,679
Date
11 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
15,679
Exercise price
$3.95
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Exercisable in full as of the date of this report.

Footnote F2

This option expires on May 14, 2029 or five years following retirement or cessation of services, whichever occurs first.

Footnote F3

This option expires on May 12, 2030 or five years following retirement or cessation of services, whichever occurs first.

Footnote F4

This option was granted pursuant to the Company's 2018 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and expires on May 9, 2031 or five years following retirement or cessation of services, whichever occurs first.

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