Pablo J. Cagnoni - 29 Jan 2023 Form 4 Insider Report for Rubius Therapeutics, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
31 Jan 2023, 20:51:39 UTC
Prior SEC filing
22 Jun 2022
Next SEC filing
01 Feb 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jennifer Kamocsay, attorney-in-fact

Key filing fact

Pablo J. Cagnoni filed Form 4 for Rubius Therapeutics, Inc. on 31 Jan 2023.

Key facts

  • This page summarizes Pablo J. Cagnoni's Form 4 filing for Rubius Therapeutics, Inc..
  • 5 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 31 Jan 2023, 20:51.

Change

  • Previous filing in this sequence was filed on 22 Jun 2022.
  • Current net transaction value: -$1,745.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RUBY transaction

Common Stock

Options Exercise

Transaction value
Shares
+21,250
Change %
+60%
Price
Shares after
56,770
Date
29 Jan 2023
Ownership
Direct
Footnotes
F1
RUBY transaction

Common Stock

Options Exercise

Transaction value
Shares
+25,000
Change %
+44%
Price
Shares after
81,770
Date
31 Jan 2023
Ownership
Direct
Footnotes
F1
RUBY transaction

Common Stock

Sale

Transaction value
$1,745
Shares
-7,240
Change %
-8.9%
Price
$0.2410*
Shares after
74,530
Date
31 Jan 2023
Ownership
Direct
Footnotes
F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RUBY transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-21,250
Change %
-33%
Price
$0.000000
Shares after
42,500
Date
29 Jan 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
21,250
Exercise price
Footnotes
F1, F4
RUBY transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-25,000
Change %
-25%
Price
$0.000000
Shares after
75,000
Date
31 Jan 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
25,000
Exercise price
Footnotes
F1, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Footnote F2

Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the reporting person.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.24 to $0.26, inclusive. The reporting person undertakes to provide to Rubius Therapeutics, Inc., any security holder of Rubius Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Footnote F4

The shares underlying the restricted stock units vest in four equal annual installments beginning on January 29, 2022.

Footnote F5

The shares underlying the restricted stock units vest in four equal annual installments beginning on January 31, 2023.

SEC remarks

Exhibit List - Exhibit 24 - Power of Attorney

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