Nancy Hawthorne - 09 Mar 2023 Form 4 Insider Report for First Eagle Alternative Capital BDC, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
13 Mar 2023, 16:50:06 UTC
Prior SEC filing
17 Nov 2022
Next SEC filing
30 May 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Sabrina Rusnak-Carlson as Attorney-in-Fact

Key filing fact

Nancy Hawthorne filed Form 4 for First Eagle Alternative Capital BDC, Inc. on 13 Mar 2023.

Key facts

  • This page summarizes Nancy Hawthorne's Form 4 filing for First Eagle Alternative Capital BDC, Inc..
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 13 Mar 2023, 16:50.

Change

  • Previous filing in this sequence was filed on 17 Nov 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FCRD transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-14,869
Change %
-100%
Price
Shares after
0
Date
09 Mar 2023
Ownership
Direct
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Nancy Hawthorne is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

On March 9, 2023, pursuant to an Agreement and Plan of Merger dated as of October 3, 2022 (the "Merger Agreement"), First Eagle Alternative Capital BDC, Inc., Crescent Capital BDC, Inc. ("CCAP"), Echelon Acquisition Sub, Inc., Echelon Acquisition Sub LLC and Crescent Cap Advisors, LLC ("CCAP Advisor") effected a merger pursuant to which CCAP acquired all of the outstanding shares of FCRDs common stock in a multi-step stock and cash transaction (the "Mergers"). Pursuant to the Merger Agreement, upon completion of the Mergers, each issued and outstanding share of FCRD common stock was converted into the right to receive a pro rata portion, subject to FCRD stockholder elections and the adjustment mechanisms set forth in the Merger Agreement with respect to the CCAP Consideration (as defined below), of (1) approximately $8.6 million in cash payable by CCAP, (2) 6,174,383 validly issued, fully paid and

Footnote F2

continued from footnote 1: non-assessable shares of CCAPs common stock, par value $0.001 per share (together, the "CCAP Consideration") and (3) $35 million in cash payable by CCAP Advisor. The disposition reported in this Form 4 is an exempt transaction.

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