Key facts
- This page summarizes David J/ca Cowan's Form 4 filing for Rocket Lab USA, Inc. (RKLB).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 27 Jun 2022, 21:42.
David J/ca Cowan - 23 Jun 2022 Form 4 Insider Report for Rocket Lab USA, Inc. (RKLB)
- Reporting relationship
- Director
- Issuer ticker
- RKLB
- Reported as of
- 23 Jun 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 27 Jun 2022, 21:42:52 UTC
- Prior SEC filing
- 14 Jun 2022
- Next SEC filing
- 20 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Adam Spice, as Attorney-in-Fact for David Cowan
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David J/ca Cowan filed Form 4 for Rocket Lab USA, Inc. (RKLB) on 27 Jun 2022.
Change
- Previous filing in this sequence was filed on 14 Jun 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RKLB
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +38,090
- Change %
- +15%
- Price
- $0.000000
- Shares after
- 294,310
- Date
- 23 Jun 2022
- Ownership
- Direct
- Footnotes
- F1, F2
RKLB
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 199,084
- Date
- 23 Jun 2022
- Ownership
- See footnote
- Footnotes
- F3
RKLB
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 0
- Date
- 23 Jun 2022
- Ownership
- See footnotes
- Footnotes
- F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Represents restricted stock units ("RSUs") granted to David Cowan under the Rocket Lab USA, Inc. Amended and Restated Non-Employee Director Compensation Policy. Such RSUs will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) the next Annual Meeting of Stockholders. The RSUs were granted on June 23, 2022. The Reporting Person has agreed to assign to Deer Management Co. LLC the right to any shares issuable pursuant to this grant or any proceeds from the sale thereof.
Footnote F2
Includes 256,220 shares received from in-kind partnership distributions for no consideration since the Reporting Person's last required report.
Footnote F3
Consists of 79,881 shares held by David Cowan Partners II and 119,203 shares held by Cowan Family trust received from in-kind partnership distributions for no consideration since the Reporting Person's last required report.
Footnote F4
As of the date hereof, Bessemer Venture Partners VIII Institutional L.P. ("BVP VIII Inst") and Bessemer Venture Partners VIII, L.P. ("BVP VIII", and together with BVP VIII Inst referred to collectively, the "Funds") own 37,803,531 shares of Common Stock and 31,433,700 shares of Common Stock, respectively.
Footnote F5
The Reporting Person is a director of Deer VIII & Co. Ltd. ("Deer Ltd."), which is the general partner of Deer VIII & Co. L.P. ("Deer L.P."), which is the general partner of each of the Funds. The Reporting Person disclaims beneficial ownership of the securities held by the Funds, except to the extent of his pecuniary interest, if any, in such securities by virtue of his interest in Deer Ltd. and Deer L.P. and his indirect limited partnership interest in the Funds. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities.