Key facts
- This page summarizes Marc D. Gordon's Form 4 filing for AMERICAN EXPRESS CO (AXP).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 01 Feb 2022, 20:21.
Marc D. Gordon - 29 Jan 2022 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)
- Reporting relationship
- Chief Information Officer
- Issuer ticker
- AXP
- Reported as of
- 29 Jan 2022
- Net transaction value
- +$2,173,234
- SEC form
- 4
- Accepted by SEC
- 01 Feb 2022, 20:21:14 UTC
- Prior SEC filing
- 14 Sep 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kristina V. Fink, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Marc D. Gordon filed Form 4 for AMERICAN EXPRESS CO (AXP) on 01 Feb 2022.
Change
- Previous filing in this sequence was filed on 14 Sep 2021.
- Current net transaction value: +$2,173,234.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AXP
transaction
Common Stock
Award
- Transaction value
- $4,138,778
- Shares
- +23,375
- Change %
- +133%
- Price
- $177.06
- Shares after
- 40,975
- Date
- 29 Jan 2022
- Ownership
- Direct
- Footnotes
- F1
AXP
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $1,965,543
- Shares
- -11,101
- Change %
- -27%
- Price
- $177.06
- Shares after
- 29,874
- Date
- 29 Jan 2022
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AXP
transaction
Derivative
Employee Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +25,246
- Change %
- Price
- $0.000000
- Shares after
- 25,246
- Date
- 29 Jan 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 25,246
- Exercise price
- $100.96
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.
Footnote F2
The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
Footnote F3
The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.