Kimberly Manhard - 13 Apr 2023 Form 4 Insider Report for HERON THERAPEUTICS, INC. /DE/ (HRTX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
17 Apr 2023, 17:26:14 UTC
Prior SEC filing
20 Jan 2023
Next SEC filing
30 May 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Lisa Peraza Attorney-in-fact for Kimberly Manhard

Key filing fact

Kimberly Manhard filed Form 4 for HERON THERAPEUTICS, INC. /DE/ (HRTX) on 17 Apr 2023.

Key facts

  • This page summarizes Kimberly Manhard's Form 4 filing for HERON THERAPEUTICS, INC. /DE/ (HRTX).
  • 5 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 17 Apr 2023, 17:26.

Change

  • Previous filing in this sequence was filed on 20 Jan 2023.
  • Current net transaction value: -$4,081.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HRTX transaction

Common Stock

Options Exercise

Transaction value
Shares
+1,250
Change %
+5.2%
Price
Shares after
25,183
Date
13 Apr 2023
Ownership
Direct
Footnotes
F1
HRTX transaction

Common Stock

Options Exercise

Transaction value
Shares
+4,564
Change %
+18%
Price
Shares after
29,747
Date
13 Apr 2023
Ownership
Direct
Footnotes
F1
HRTX transaction

Common Stock

Tax liability

Transaction value
$4,081
Shares
-1,417
Change %
-4.8%
Price
$2.88
Shares after
28,330
Date
13 Apr 2023
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HRTX transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-1,250
Change %
-14%
Price
$0.000000
Shares after
7,500
Date
13 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,250
Exercise price
Footnotes
F1, F3
HRTX transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-4,564
Change %
-14%
Price
$0.000000
Shares after
27,936
Date
13 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,564
Exercise price
Footnotes
F1, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Restricted stock units convert into common stock on a one-for-one basis.

Footnote F2

Represents the withholding by the Company of certain of the vested shares of restricted stock to satisfy the minimum statutory tax obligations applicable to such transactions.

Footnote F3

The restricted stock units vest in 16 equal quarterly installments beginning one quarter after the date of grant (10/13/2020).

Footnote F4

The restricted stock units vest quarterly with 33% of the shares vesting during the first year, 33% of the shares vesting during the second year, 22% of the shares vesting during the third year and the remaining 12% of the shares vesting during the fourth year, such that all shares will be fully vested on the four year anniversary of the date of grant (10/13/2021).

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