Scott R. Tobin - 13 Dec 2021 Form 4 Insider Report for Amplitude, Inc. (AMPL)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
15 Dec 2021, 15:39:40 UTC
Prior SEC filing
09 Nov 2021
Next SEC filing
13 Oct 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christopher Schiavo, as Attorney-in-Fact for Scott R. Tobin

Key filing fact

Scott R. Tobin filed Form 4 for Amplitude, Inc. (AMPL) on 15 Dec 2021.

Key facts

  • This page summarizes Scott R. Tobin's Form 4 filing for Amplitude, Inc. (AMPL).
  • 5 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 15 Dec 2021, 15:39.

Change

  • Previous filing in this sequence was filed on 09 Nov 2021.
  • Current net transaction value: -$1,487,093.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AMPL transaction

Class A Common Stock

Sale

Transaction value
$146,711
Shares
-2,896
Change %
-10%
Price
$50.66
Shares after
25,420
Date
13 Dec 2021
Ownership
By Trust
Footnotes
F1, F2, F3, F4, F5
AMPL transaction

Class A Common Stock

Sale

Transaction value
$463,214
Shares
-8,932
Change %
-35%
Price
$51.86
Shares after
16,488
Date
13 Dec 2021
Ownership
By Trust
Footnotes
F2, F3, F4, F5, F6
AMPL transaction

Class A Common Stock

Sale

Transaction value
$615,666
Shares
-11,698
Change %
-71%
Price
$52.63
Shares after
4,790
Date
13 Dec 2021
Ownership
By Trust
Footnotes
F2, F3, F4, F5, F7
AMPL transaction

Class A Common Stock

Sale

Transaction value
$119,130
Shares
-2,200
Change %
-46%
Price
$54.15
Shares after
2,590
Date
13 Dec 2021
Ownership
By Trust
Footnotes
F2, F3, F4, F5, F8
AMPL transaction

Class A Common Stock

Sale

Transaction value
$142,372
Shares
-2,590
Change %
-100%
Price
$54.97
Shares after
0
Date
13 Dec 2021
Ownership
By Trust
Footnotes
F2, F3, F4, F5, F9
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
23,604
Date
13 Dec 2021
Ownership
Direct
Footnotes
F3, F4
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
19,373
Date
13 Dec 2021
Ownership
By Battery Investment Partners XI, LLC
Footnotes
F10
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
418,032
Date
13 Dec 2021
Ownership
By Battery Ventures XI-A, L.P.
Footnotes
F11
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
434,310
Date
13 Dec 2021
Ownership
By Battery Ventures XI-A Side Fund, L.P.
Footnotes
F12
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
110,454
Date
13 Dec 2021
Ownership
By Battery Ventures XI-B, L.P.
Footnotes
F13
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
94,176
Date
13 Dec 2021
Ownership
By Battery Ventures XI-B Side Fund, L.P.
Footnotes
F14
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 14 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.21 to $51.19 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F2

The shares held by the Reporting Person prior to the transactions reported herein reflect the receipt of shares pursuant to a pro rata distribution in kind, effected by Battery Investment Partners XI, LLC ("BIP XI") to its members for no additional consideration, including the Reporting Person. The receipt of such shares by the Reporting Person constituted a change in form of ownership from indirect to direct, which was exempt from reporting pursuant to Rule 16a-13.

Footnote F3

The shares held by the Reporting Person prior to the transactions reported herein include the receipt of shares pursuant to pro rata distributions in kind, effected by each of Battery Ventures XI-A, L.P. ("BV XI-A") and Battery Ventures XI-B, L.P. ("BV XI-B") to its general partner and limited partners for no additional consideration, and the further pro rata distribution in kind by the general partner of BV XI-A and BV XI-B , for no additional consideration to its members, including the Reporting Person. The receipt of such shares by the Reporting Person constituted a change in form of ownership from indirect to direct, which was exempt from reporting pursuant to Rule 16a-13.

Footnote F4

The shares held by the Reporting Person prior to the transactions reported herein include the receipt of shares pursuant to pro rata distributions in kind, effected by each of Battery Ventures XI-A Side Fund, L.P. ("BV XI-A SF") and Battery Ventures XI-B Side Fund, L.P. ("BV XI-B SF") to its general partner and limited partners for no additional consideration, and the further pro rata distribution in kind by the general partner of BV XI-A SF and BV XI-B SF, for no additional consideration to its members, including the Reporting Person. The receipt of such shares by the Reporting Person constituted a change in form of ownership from indirect to direct, which was exempt from reporting pursuant to Rule 16a-13.

Footnote F5

Shares are held by The Scott R. Tobin Irrevocable GST Trust of 2013 (the "Trust"), of which the Reporting Person's spouse is a trustee. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein.

Footnote F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.21 to $52.19 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.21 to $53.15 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F8

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.58 to $54.47 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F9

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.60 to $55.39 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F10

Shares held by BIP XI. Battery Partners XI, LLC ("BP XI") is the managing member of BIP XI and may be deemed to beneficially own the shares held by BIP XI. BP XI's investment adviser is Battery Management Corp. The Reporting Person is a managing member of BP XI and may be deemed to share voting and dispositive power over the securities held by BIP XI. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F11

Shares held by BV XI-A. BP XI is the general partner of BV XI-A and may be deemed to beneficially own the shares held by BV XI-A. BP XI's investment adviser is Battery Management Corp. The Reporting Person is a managing member of BP XI and may be deemed to share voting and dispositive power over the securities held by BP XI-A. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F12

Shares held by BV XI-A SF. Battery Partners XI Side Fund, LLC ("BP XI SF") is the general partner of BV XI-A SF and may be deemed to beneficially own the shares held by BV XI-A SF. BP XI SF's investment adviser is Battery Management Corp. The Reporting Person is a managing member of BP XI SF and may be deemed to share voting and dispositive power over the securities held by BP XI-A SF. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F13

Shares held by BV XI-B. BP XI is the general partner of BV XI-B and may be deemed to beneficially own the shares held by BV XI-B. BP XI 's investment adviser is Battery Management Corp. The Reporting Person is a managing member of BP XI and may be deemed to share voting and dispositive power over the securities held by BP XI-B. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

Footnote F14

Shares held by BV XI-B SF. BP XI SF is the general partner of BV XI-B SF and may be deemed to beneficially own the shares held by BV XI-B SF. BP XI SF's investment adviser is Battery Management Corp. The Reporting Person is a managing member of BP XI SF and may be deemed to share voting and dispositive power over the securities held by BP XI-B SF. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.

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