BROWN BROTHERS HARRIMAN & CO - 07 Aug 2023 Form 4 Insider Report for Westrock Coffee Co (WEST)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
19 Sep 2023, 17:32:26 UTC
Prior SEC filing
08 Feb 2023
Next SEC filing
21 Jul 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
BROWN BROTHERS HARRIMAN & CO., By: /s/ Jeffrey B. Meskin, Partner

Key filing fact

BROWN BROTHERS HARRIMAN & CO filed Form 4 for Westrock Coffee Co (WEST) on 19 Sep 2023.

Key facts

  • This page summarizes BROWN BROTHERS HARRIMAN & CO's Form 4 filing for Westrock Coffee Co (WEST).
  • 3 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 19 Sep 2023, 17:32.

Change

  • Previous filing in this sequence was filed on 08 Feb 2023.
  • Current net transaction value: +$18,766,880.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

WEST transaction

Common Stock

Purchase

Transaction value
$10,611,580
Shares
+1,061,158
Change %
Price
$10.00
Shares after
1,061,158
Date
07 Aug 2023
Ownership
See Footnotes
Footnotes
F1, F4, F5, F6, F7, F8, F9
WEST transaction

Common Stock

Purchase

Transaction value
$214,430
Shares
+21,443
Change %
Price
$10.00
Shares after
21,443
Date
07 Aug 2023
Ownership
See Footnotes
Footnotes
F2, F4, F5, F6, F7, F8, F9
WEST transaction

Common Stock

Purchase

Transaction value
$7,940,870
Shares
+794,087
Change %
Price
$10.00
Shares after
794,087
Date
07 Aug 2023
Ownership
See Footnotes
Footnotes
F3, F4, F5, F6, F7, F8, F9
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 9 footnotes

Footnote F1

Reflects securities directly held by BBH Capital Partners V, L.P. ("BBH CPV").

Footnote F2

Reflects securities directly held by BBH Capital Partners V-A, L.P. ("BBH CPV-A").

Footnote F3

Reflects securities directly held by BBH CPV WCC Co-Investment LLC. ("BBH CPV Co-Invest").

Footnote F4

BBH Capital Partners ("BBHCP") manages private equity investments through its funds, including BBH CPV, BBH CPV-A and BBH CPV Co-Invest (the "Record Holders"). Each of the Record Holders are controlled and managed by a general partner, BBH Private Capital Management V, LLC (the "General Partner"). Brown Brothers Harriman & Co. ("BBH"), a New York limited partnership, serves as the managing member of the General Partner.

Footnote F5

BBH has designated each of Jeffrey Meskin, Patrick Kruczek, JP Paquin, Bradley Langer and Michael Boylan, as the sole and exclusive persons at BBH having voting power (including the power to vote or to direct the vote) and investment power (including the power to dispose or to direct the disposition) with respect to all securities held by the Record Holders. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.

Footnote F6

Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

Footnote F7

Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the securities reported herein for purposes of Section 16 of the Exchange Act or for any other purpose.

Footnote F8

As disclosed in a Current Report on Form 8-K filed by the Issuer on August 9, 2023, each of the Record Holders entered into subscription agreements with the Issuer on July 24, 2023 pursuant to which the Record Holders exercised preemptive rights under the Investor Rights Agreement, dated April 4, 2022, by and among the Issuer, the Record Holders and certain other parties thereto, and the Issuer agreed to issue and sell 1,876,688 Common Shares in the aggregate to the Record Holders at a purchase price per share of $10 (the "BBH Preemptive Rights Investment"). On August 7, 2023, the Company consummated the BBH Preemptive Rights Investment.

Footnote F9

In addition to the holdings of Common Stock listed here, BBH indirectly holds (i) 10,919,673 shares of Series A Convertible Preferred Stock through BBH CPV, (ii) 220,654 shares of Series A Convertible Preferred Stock through BBH CPV-A and (iii) 8,171,430 shares of Series A Convertible Preferred Stock through BBH CPV Co-Invest.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .