Tom Gwydir Power - 05 Jan 2023 Form 4 Insider Report for NEPHROS INC (NEPH)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
09 Jan 2023, 15:31:54 UTC
Prior SEC filing
16 Dec 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christopher Melsha as attorney-in-fact for Tom Gwydir pursuant to power of attorney previously filed.

Key filing fact

Tom Gwydir Power filed Form 4 for NEPHROS INC (NEPH) on 09 Jan 2023.

Key facts

  • This page summarizes Tom Gwydir Power's Form 4 filing for NEPHROS INC (NEPH).
  • 2 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 09 Jan 2023, 15:31.

Change

  • Previous filing in this sequence was filed on 16 Dec 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NEPH transaction

Common Stock

Award

Transaction value
$0
Shares
+27,613
Change %
+177%
Price
$0.000000
Shares after
43,226
Date
05 Jan 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NEPH transaction Derivative

Stock Option (right to buy)

Award

Transaction value
$0
Shares
+7,080
Change %
Price
$0.000000
Shares after
7,080
Date
05 Jan 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,080
Exercise price
$1.07
Footnotes
F4
NEPH holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,627
Date
05 Jan 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
9,627
Exercise price
$5.31
Footnotes
F2
NEPH holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,568
Date
05 Jan 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
$5,568
Exercise price
$8.57
Footnotes
F2
NEPH holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,850
Date
05 Jan 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
$6,850
Exercise price
$8.06
Footnotes
F2
NEPH holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7,062
Date
05 Jan 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,062
Exercise price
$6.82
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents shares of restricted stock granted to the reporting person in lieu of cash fees payable to the reporting person for his service on the Company's Board of Directors for 2022. These shares of restricted stock vest 6 months following the grant date.

Footnote F2

Fully exercisable.

Footnote F3

This option vests as to 2,354 shares on each of 12/14/21, 12/14/22 and 12/14/23.

Footnote F4

Represents options granted to the reporting person for his service on the Company's Board of Directors for 2022. This option vests as to 2,360 shares on each of 1/5/23, 1/5/24 and 1/5/25.

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