Nathan Fischel - 09 Nov 2026 Form 4 Insider Report for Stereotaxis, Inc. (STXS)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
12 Nov 2026, 09:23:10 UTC
Prior SEC filing
01 Jul 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
By:/s/ Kimberly R. Peery, Attorney-in-Fact for Nathan Fischel
Filing notes and source

Key filing fact

Nathan Fischel filed Form 4 for Stereotaxis, Inc. (STXS) on 12 Nov 2026.

Key facts

  • This page summarizes Nathan Fischel's Form 4 filing for Stereotaxis, Inc. (STXS).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 12 Nov 2026, 09:23.

Change

  • Previous filing in this sequence was filed on 01 Jul 2026.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001389932 Primary reporting owner

Fischel Nathan

Relationship
Director, 10%+ Owner
Address
C/O STEREOTAXIS, INC., 710 NORTH TUCKER BOULEVARD, SUITE 110, ST. LOUIS
Signature
By:/s/ Kimberly R. Peery, Attorney-in-Fact for Nathan Fischel
Signature date
12 Nov 2026

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

STXS transaction Derivative

Convertible Promissory Notes

Purchase

Transaction value
Shares
Change %
Price
Shares after
$2,000,000
Date
09 Nov 2026
Ownership
See Footnote
Underlying class
Common Stock
Underlying amount
1,652,892
Exercise price
Footnotes
F1, F2, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

On November 9, 2026, the Issuer entered into a note purchase agreement (the "Purchase Agreement") with certain investors, including DAFNA Capital Management, LLC ("DAFNA"), on behalf of funds of which it is the investment manager and general partner, for the purchase of convertible promissory notes (the "Notes"). DAFNA acquired Notes under the Purchase Agreement in the aggregate principal amount, and for a total purchase price, of $2,000,000. The Notes have a maturity date of November 9, 2029 and bear interest at a rate of 10% per annum, which may be paid in cash or in kind be adding the amount of interest to the principal balance.

Footnote F2

The conversion of the Notes will be made based on a conversion rate of $1.21 per share.

Footnote F3

The Notes and accrued interest are convertible into shares of the Issuer's Common Stock at the election of the holders at any time prior to the maturity date or the consummation of a merger, sale, consolidation or reorganization of the Issuer, subject to a 19.9% beneficial ownership blocker. If the Notes cannot be fully converted due to the NYSE American exchange cap, then no portion of the Notes will convert into the Issuer's Common Stock until the Issuer has obtained stockholder approval to the waiver of the exchange cap.

Footnote F4

Held by funds of which DAFNA is the investment manager and general partner. Dr. Fischel is the Chief Executive Officer, of DAFNA Capital Management, LLC.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .