Key facts
- This page summarizes Mark S. Berset's Form 4 filing for BayFirst Financial Corp. (BAFN).
- 6 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 09 Nov 2026, 14:04.
Mark S. Berset - 06 Nov 2026 Form 4 Insider Report for BayFirst Financial Corp. (BAFN)
- Reporting relationship
- Director
- Issuer ticker
- BAFN
- Reported as of
- 06 Nov 2026
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 09 Nov 2026, 14:04:54 UTC
- Prior SEC filing
- 13 Oct 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Barbara Felts, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Mark S. Berset filed Form 4 for BayFirst Financial Corp. (BAFN) on 09 Nov 2026.
Change
- Previous filing in this sequence was filed on 13 Oct 2026.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001439853
Primary reporting owner
Berset Mark S
- Relationship
- Director
- Address
- 700 CENTRAL AVE, ST. PETERSBURG
- Signature
- /s/ Barbara Felts, Attorney-in-fact
- Signature date
- 09 Nov 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BAFN
transaction
Common Stock
Other
- Transaction value
- Shares
- +96,153
- Change %
- +22%
- Price
- Shares after
- 525,872
- Date
- 06 Nov 2026
- Ownership
- Direct
- Footnotes
- F1
BAFN
transaction
Common Stock
Other
- Transaction value
- Shares
- +41,208
- Change %
- +127%
- Price
- Shares after
- 73,642
- Date
- 06 Nov 2026
- Ownership
- Mark S. Berset 2012 Irrevocable Trust U/A Dated 12/13/12
- Footnotes
- F1
BAFN
transaction
Common Stock
Other
- Transaction value
- Shares
- +27,472
- Change %
- +28%
- Price
- Shares after
- 124,866
- Date
- 06 Nov 2026
- Ownership
- Linda Berset Irrevocable Trust
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BAFN
transaction
Derivative
Series C Cumulative Convertible Preferred Stock
Conversion of derivative security
- Transaction value
- Shares
- -350
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 06 Nov 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 96,153
- Exercise price
- Footnotes
- F1
BAFN
transaction
Derivative
Series C Cumulative Convertible Preferred Stock
Conversion of derivative security
- Transaction value
- Shares
- -150
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 06 Nov 2026
- Ownership
- Mark Berset Irrevocable Trust
- Underlying class
- Common Stock
- Underlying amount
- 41,208
- Exercise price
- Footnotes
- F1
BAFN
transaction
Derivative
Series C Cumulative Convertible Preferred Stock
Conversion of derivative security
- Transaction value
- Shares
- -100
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 06 Nov 2026
- Ownership
- Linda Berset Irrevocable Trust
- Underlying class
- Common Stock
- Underlying amount
- 27,472
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
The reporting person acquired the common shares upon the conversion of shares Series C Cumulative Convertible Preferred Stock. For each share of preferred stock, the Company issued approximately 274.7253 common shares.