Key facts
- This page summarizes Bruno Sousa Mauad's Form 4 filing for Aura Minerals Inc. (AUGO).
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 05 Nov 2026, 15:08.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
Conversion of derivative security
Conversion of derivative security
Additional SEC filing notes
Footnote F1
BDRs are certificates representing Common Shares of the Issuer. Three BDRs represent one Common Share of the Issuer.
Footnote F2
The source of funds for the purchase was the settlement of a cash-settled total return swap referencing an equivalent number of Brazilian Depositary Receipts. See corresponding transaction in this table.
Footnote F3
Kapitalo settled their position in a certain cash-settled total return swap agreement pursuant to its terms at a settlement price of $22.16 using the Banco Central do Brasil's conversion rate as of November 4, 2026. The proceeds of the settlement were used to purchase an equivalent number of Brazilian Depositary Receipts reported in this table.
SEC remarks
Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.