Key facts
- This page summarizes David A. Ricks's Form 4 filing for ELI LILLY & Co (LLY).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 04 Nov 2026, 16:17.
David A. Ricks - 03 Nov 2026 Form 4 Insider Report for ELI LILLY & Co (LLY)
- Reporting relationship
- President, Chair, and CEO, Director
- Issuer ticker
- LLY
- Reported as of
- 03 Nov 2026
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 04 Nov 2026, 16:17:48 UTC
- Prior SEC filing
- 26 Jun 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jonathan Groff for David A. Ricks, pursuant to authorization on file
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
David A. Ricks filed Form 4 for ELI LILLY & Co (LLY) on 04 Nov 2026.
Change
- Previous filing in this sequence was filed on 26 Jun 2026.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001538604
Primary reporting owner
Ricks David A
- Relationship
- President, Chair, and CEO, Director
- Address
- LILLY CORPORATE CENTER, INDIANAPOLIS
- Signature
- /s/ Jonathan Groff for David A. Ricks, pursuant to authorization on file
- Signature date
- 04 Nov 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LLY
transaction
Common Stock
Gift
- Transaction value
- Shares
- -23,538
- Change %
- -4.1%
- Price
- $0.000000*
- Shares after
- 555,278
- Date
- 03 Nov 2026
- Ownership
- Direct
- Footnotes
- F1
LLY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,574
- Date
- 03 Nov 2026
- Ownership
- By David A. Ricks 2025 GRAT
- Footnotes
- F2, F3
LLY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 49,127
- Date
- 03 Nov 2026
- Ownership
- By David A. Ricks 2022 GRAT
- Footnotes
- F2, F4
LLY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 300
- Date
- 03 Nov 2026
- Ownership
- By Trust
- Footnotes
- F2
LLY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 68,656
- Date
- 03 Nov 2026
- Ownership
- By David A. Ricks SLAT
- Footnotes
- F2
LLY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,338
- Date
- 03 Nov 2026
- Ownership
- 401(k)
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The amount reported includes (i) 4,990 shares of Eli Lilly and Company common stock transferred to the reporting person on May 14, 2026 as an annuity payment from the 2022 GRAT and (ii) 2,111 shares of Eli Lilly and Company common stock transferred to the reporting person on September 18, 2026 as an annuity payment from the 2025 GRAT, each a Grantor Retained Annuity Trust of which the reporting person is the trustee and each paid in accordance with its terms.
Footnote F2
The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Footnote F3
On September 18, 2026, 2,111 shares of Eli Lilly and Company common stock were transferred to the reporting person as an annuity payment in accordance with the terms of the Grantor Retained Annuity Trust, of which the reporting person is the trustee.
Footnote F4
On May 14, 2026, 4,990 shares of Eli Lilly and Company common stock were transferred to the reporting person as an annuity payment in accordance with the terms of the Grantor Retained Annuity Trust, of which the reporting person is the trustee.