Nicola Santoro Jr. - 30 Oct 2026 Form 4 Insider Report for Rithm Capital Corp. (RITM)

Reporting relationship: Chief Financial Officer
Issuer ticker: RITM
Reported as of: 30 Oct 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 03 Nov 2026, 16:53:55 UTC
Prior SEC filing: 04 Aug 2026
Next SEC filing: 05 Nov 2026
Source filing: View source filing
Reporting owner signature: /s/ Nicola Santoro, Jr.

Filing notes and source

Key filing fact

Nicola Santoro Jr. filed Form 4 for Rithm Capital Corp. (RITM) on 03 Nov 2026.

Key facts

This page summarizes Nicola Santoro Jr.'s Form 4 filing for Rithm Capital Corp. (RITM).
5 reported transactions and 5 derivative rows are listed below.
Accepted by SEC: 03 Nov 2026, 16:53.

Change

Previous filing in this sequence was filed on 04 Aug 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001571610 Primary reporting owner

SANTORO NICOLA JR

Relationship: Chief Financial Officer
Address: 799 BROADWAY, 8TH FLOOR, NEW YORK
Signature: /s/ Nicola Santoro, Jr.
Signature date: 30 Oct 2026

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RITM transaction Derivative

Class B Profits Units of Rithm Capital Management LLC

Award

Transaction value
Shares: +570
Change %: +0.94%
Price: $0.000000^*
Shares after: 61,139
Date: 30 Oct 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 570
Exercise price
Footnotes: F1, F2, F3

RITM transaction Derivative

Class B Profits Units of Rithm Capital Management LLC

Award

Transaction value
Shares: +2,281
Change %: +2.7%
Price: $0.000000^*
Shares after: 88,079
Date: 30 Oct 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,281
Exercise price
Footnotes: F1, F2, F4

RITM transaction Derivative

Class B Profits Units of Rithm Capital Management LLC

Award

Transaction value
Shares: +897
Change %: +1.8%
Price: $0.000000^*
Shares after: 50,656
Date: 30 Oct 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 897
Exercise price
Footnotes: F1, F2, F5

RITM transaction Derivative

Class B Profits Units of Rithm Capital Management LLC

Award

Transaction value
Shares: +897
Change %: +2.7%
Price: $0.000000^*
Shares after: 34,618
Date: 30 Oct 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 897
Exercise price
Footnotes: F1, F2, F6

RITM transaction Derivative

Class B Profits Units of Rithm Capital Management LLC

Award

Transaction value
Shares: +2,312
Change %: +2.7%
Price: $0.000000^*
Shares after: 89,277
Date: 30 Oct 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,312
Exercise price
Footnotes: F1, F2, F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.

Footnote F2

Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards.

Footnote F3

Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 23, 2024, which will vest in three equal annual installments on February 23 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

Footnote F4

Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on February 23, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

Footnote F5

Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

Footnote F6

Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

Footnote F7

Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.