YA II PN, Ltd. - 31 Oct 2026 Form 4 Insider Report for Ives Ultra AI Opportunities Inc. (IVAI)

Reporting relationship: investment adviser owner - 10%
Issuer ticker: IVAI
Reported as of: 31 Oct 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 03 Nov 2026, 08:50:39 UTC
Prior SEC filing: 07 Oct 2026
Source filing: View source filing
Reporting owner signature: /s/Troy Rillo, Manager

Filing notes and source

Key filing fact

YA II PN, Ltd. filed Form 4 for Ives Ultra AI Opportunities Inc. (IVAI) on 03 Nov 2026.

Key facts

This page summarizes YA II PN, Ltd.'s Form 4 filing for Ives Ultra AI Opportunities Inc. (IVAI).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 03 Nov 2026, 08:50.

Change

Previous filing in this sequence was filed on 07 Oct 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001463928 Primary reporting owner

YA II PN, Ltd.

Relationship: investment adviser owner - 10%
Address: 1012 SPRINGFIELD AVENUE, MOUNTAINSIDE
Signature: /s/Troy Rillo, Manager
Signature date: 03 Nov 2026

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

IVAI transaction Derivative

Investment Option (right to Buy)

Other

Transaction value
Shares: +2,500,000
Change %
Price: $100000.00^*
Shares after: 2,500,000
Date: 02 Sep 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,500,000
Exercise price: $0.0400
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The reporting person holds an option to purchase a membership interest in Al Ultra Holdings LLC ("Holdings") for an aggregate exercise price of $100,000. Upon exercise and admission as a member, the reporting person may demand distribution of its pro rata Share of common stock of the Issuer held by Holdings, or 2,500,000 Shares. The exercise price shown is the aggregate exercise price divided by the number of underlying Shares of common stock of the Issuer. The option is first exercisable on December 30, 2026.

Footnote F2

The option has no stated expiration date.

Footnote F3

See footnote #1.