Baiju Bhatt - 21 Oct 2026 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Reporting relationship: Director
Issuer ticker: HOOD
Reported as of: 21 Oct 2026
Net transaction value: -$5,162,452
SEC form: 4
Accepted by SEC: 23 Oct 2026, 16:33:08 UTC
Prior SEC filing: 02 Oct 2026
Source filing: View source filing
Reporting owner signature: /s/ Maureen Montgomery, attorney-in-fact for Baiju Bhatt

Filing notes and source

Key filing fact

Baiju Bhatt filed Form 4 for Robinhood Markets, Inc. (HOOD) on 23 Oct 2026.

Key facts

This page summarizes Baiju Bhatt's Form 4 filing for Robinhood Markets, Inc. (HOOD).
6 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 23 Oct 2026, 16:33.

Change

Previous filing in this sequence was filed on 02 Oct 2026.
Current net transaction value: -$5,162,452.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001870914 Primary reporting owner

Bhatt Baiju

Relationship: Director
Address: C/O ROBINHOOD MARKETS, INC., 85 WILLOW ROAD, MENLO PARK
Signature: /s/ Maureen Montgomery, attorney-in-fact for Baiju Bhatt
Signature date: 23 Oct 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HOOD transaction

Class A Common Stock

Conversion of derivative security

Transaction value
Shares: +50,912
Change %
Price
Shares after: 50,912
Date: 21 Oct 2026
Ownership: By Living Trust
Footnotes: F1

HOOD transaction

Class A Common Stock

Sale

Transaction value: -$1,044,440
Shares: -10,500
Change %: -21%
Price: $99.47
Shares after: 40,412
Date: 21 Oct 2026
Ownership: By Living Trust
Footnotes: F2, F3

HOOD transaction

Class A Common Stock

Sale

Transaction value: -$602,251
Shares: -6,000
Change %: -15%
Price: $100.38
Shares after: 34,412
Date: 21 Oct 2026
Ownership: By Living Trust
Footnotes: F2, F4

HOOD transaction

Class A Common Stock

Sale

Transaction value: -$1,142,509
Shares: -11,232
Change %: -33%
Price: $101.72
Shares after: 23,180
Date: 21 Oct 2026
Ownership: By Living Trust
Footnotes: F2, F5

HOOD transaction

Class A Common Stock

Sale

Transaction value: -$2,373,252
Shares: -23,180
Change %: -100%
Price: $102.38
Shares after: 0
Date: 21 Oct 2026
Ownership: By Living Trust
Footnotes: F2, F6

HOOD holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 4,636
Date: 21 Oct 2026
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HOOD transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
Shares: -50,912
Change %: -0.11%
Price: $0.000000^*
Shares after: 46,754,654
Date: 21 Oct 2026
Ownership: By Living Trust
Underlying class: Class A Common Stock
Underlying amount: 50,912
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 6 footnotes

Footnote F1

As part of the transactions effected on October 21, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 50,912 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Footnote F2

This transaction was effected pursuant to the Bhatt 10b5-1 plan.

Footnote F3

This transaction was executed in multiple trades during the day at prices ranging from $98.96 to $99.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Footnote F4

This transaction was executed in multiple trades during the day at prices ranging from $99.96 to $100.94. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Footnote F5

This transaction was executed in multiple trades during the day at prices ranging from $101.01 to $102.00. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Footnote F6

This transaction was executed in multiple trades during the day at prices ranging from $102.01 to $102.87. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.