Its Andre K. Agassi - 16 Oct 2026 Form 4 Insider Report for Agassi Sports Entertainment Corp. (AASP)

Reporting relationship: 10%+ Owner
Issuer ticker: AASP
Reported as of: 16 Oct 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 20 Oct 2026, 17:57:17 UTC
Prior SEC filing: 29 Apr 2026
Source filing: View source filing
Reporting owner signature: Investments AKA, LLC, by /s/ Andre K. Agassi, its Manager

Filing notes and source

Key filing fact

Its Andre K. Agassi filed Form 4 for Agassi Sports Entertainment Corp. (AASP) on 20 Oct 2026.

Key facts

This page summarizes Its Andre K. Agassi's Form 4 filing for Agassi Sports Entertainment Corp. (AASP).
4 reported transactions and 4 derivative rows are listed below.
Accepted by SEC: 20 Oct 2026, 17:57.

Change

Previous filing in this sequence was filed on 29 Apr 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (2)

CIK 0001072475 Primary reporting owner

AGASSI ANDRE K

Relationship: 10%+ Owner
Address: 1120 N TOWN CENTER DRIVE SUITE 160, LAS VEGAS
Signature: Investments AKA, LLC, by /s/ Andre K. Agassi, its Manager
Signature date: 19 Oct 2026

CIK 0001501681

INVESTMENTS AKA, LLC

Relationship: 10%+ Owner
Address: 1120 N. TOWN CENTER DRIVE, STE 160, LAS VEGAS
Signature: /s/ Andre K. Agassi
Signature date: 19 Oct 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AASP transaction

Common Stock

Purchase

Transaction value
Shares: +200,000
Change %: +12%
Price
Shares after: 1,854,354
Date: 16 Oct 2026
Ownership: Direct
Footnotes: F1, F2, F3

AASP transaction

Common Stock

Purchase

Transaction value
Shares: +200,000
Change %: +12%
Price
Shares after: 1,854,354
Date: 16 Oct 2026
Ownership: Direct
Footnotes: F1, F2, F3

AASP transaction

Common Stock

Purchase

Transaction value
Shares: +300,000
Change %: +16%
Price
Shares after: 2,154,354
Date: 16 Oct 2026
Ownership: Direct
Footnotes: F3, F4

AASP transaction

Common Stock

Purchase

Transaction value
Shares: +300,000
Change %: +16%
Price
Shares after: 2,154,354
Date: 16 Oct 2026
Ownership: Direct
Footnotes: F3, F4

AASP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 637,044
Date: 16 Oct 2026
Ownership: BY LLC
Footnotes: F5

AASP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 637,044
Date: 16 Oct 2026
Ownership: BY LLC
Footnotes: F5

AASP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 0
Date: 16 Oct 2026
Ownership: Direct
Footnotes: F6

AASP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 0
Date: 16 Oct 2026
Ownership: Direct
Footnotes: F6

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AASP transaction Derivative

Common Stock Purchase Warrants

Purchase

Transaction value
Shares: +200,000
Change %
Price
Shares after: 200,000
Date: 16 Oct 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 200,000
Exercise price: $7.00
Footnotes: F1, F3, F7

AASP transaction Derivative

Common Stock Purchase Warrants

Purchase

Transaction value
Shares: +200,000
Change %
Price
Shares after: 200,000
Date: 16 Oct 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 200,000
Exercise price: $7.00
Footnotes: F1, F3, F7

AASP transaction Derivative

Common Stock Purchase Warrants

Purchase

Transaction value
Shares: +300,000
Change %: +150%
Price
Shares after: 500,000
Date: 16 Oct 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 300,000
Exercise price: $7.00
Footnotes: F3, F4, F8

AASP transaction Derivative

Common Stock Purchase Warrants

Purchase

Transaction value
Shares: +300,000
Change %: +150%
Price
Shares after: 500,000
Date: 16 Oct 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 300,000
Exercise price: $7.00
Footnotes: F3, F4, F8

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

On October 16, 2026, Investments AKA, LLC ("AKA") and the Issuer entered into an amendment to the Issuer's Convertible Promissory Note CN-1, originally issued to AKA on July 28, 2026 (the "Note"). Pursuant to the amendment, the entire outstanding principal balance of $1,000,000 was immediately exchanged for 200,000 shares of Common Stock and warrants to purchase 200,000 shares of Common Stock, based on the price and warrant coverage applicable to the offering discussed in footnote 4. The Note was canceled upon the exchange. Any accrued and unpaid interest was waived and forgiven and was excluded from the exchange consideration.

Footnote F2

Before the amendment, the Note's conversion price depended on the price of a future qualifying financing and was not fixed. Accordingly, the Note was not previously reported as a derivative security pursuant to Rule 16a-1(c)(6). The amendment established the consideration and security quantities reported herein, and the acquisitions are reported as of its effective date.

Footnote F3

These shares are held directly by Investments AKA, LLC which is managed by Agassi Ventures, LLC which is managed by Andre K. Agassi. All of the membership interests of Investments AKA, LLC are held by Agassi Ventures, LLC. The Andre Agassi Trust, of which Andre K. Agassi is the Trustee, holds all of the membership interests of Agassi Ventures, LLC.

Footnote F4

The 300,000 shares of common stock and warrants to purchase 300,000 shares of common stock of the Issuer were sold as part of 300,000 units (each consisting of one share of common stock and one warrant to purchase one share of common stock) for a unit price of $5.00.

Footnote F5

These shares are held directly by ASI Group, LLC which is managed by AKA Four, LLC which is managed by Agassi Ventures, LLC which is managed by Andre K. Agassi. Investments AKA, LLC owns 100% of ASI Group, LLC.

Footnote F6

Represents the direct ownership of Andre K. Agassi.

Footnote F7

The warrants were issued together with the Common Stock as consideration for cancellation of the Note (see footnote 1), without additional cash payment.

Footnote F8

The warrants were issued together with the Common Stock as part of the units discussed in footnote 4, without additional cash payment.