Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
30 Nov 2021, 07:26:49 UTC
Prior SEC filing
11 Aug 2021
Next SEC filing
06 Jan 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Latavea Cross as attorney-in-fact

Key filing fact

Roger W. Crandall filed Form 4 for BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND (BGH) on 30 Nov 2021.

Key facts

  • This page summarizes Roger W. Crandall's Form 4 filing for BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND (BGH).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 30 Nov 2021, 07:26.

Change

  • Previous filing in this sequence was filed on 11 Aug 2021.
  • Current net transaction value: -$154,348.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BGH transaction

Common Shares

Sale

Transaction value
$154,348
Shares
-9,220
Change %
-73%
Price
$16.74
Shares after
3,431
Date
29 Nov 2021
Ownership
Direct
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The price reported represents the average sale price on the Transaction Date. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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