Steven Sugarman - 14 Oct 2026 Form 4 Insider Report for PATRIOT NATIONAL BANCORP INC (PNBK)

Reporting relationship: President and CEO, Director
Issuer ticker: PNBK
Reported as of: 14 Oct 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 16 Oct 2026, 10:57:57 UTC
Prior SEC filing: 02 Oct 2026
Source filing: View source filing
Reporting owner signature: /s/ Steven Sugarman

Filing notes and source

Key filing fact

Steven Sugarman filed Form 4 for PATRIOT NATIONAL BANCORP INC (PNBK) on 16 Oct 2026.

Key facts

This page summarizes Steven Sugarman's Form 4 filing for PATRIOT NATIONAL BANCORP INC (PNBK).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 16 Oct 2026, 10:57.

Change

Previous filing in this sequence was filed on 02 Oct 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001504590 Primary reporting owner

Sugarman Steven

Relationship: President and CEO, Director
Address: C/O PATRIOT NATIONAL BANCORP, INC., 900 BEDFORD STREET, STAMFORD
Signature: /s/ Steven Sugarman
Signature date: 16 Oct 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PNBK holding

Voting Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,901,531
Date: 14 Oct 2026
Ownership: Direct

PNBK holding

Voting Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 9,019,978
Date: 14 Oct 2026
Ownership: By Steven and Ainslie Sugarman Living Trust
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PNBK transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares: +293,098
Change %: +219%
Price: $0.000000^*
Shares after: 426,982
Date: 14 Oct 2026
Ownership: Direct
Underlying class: Voting Common Stock
Underlying amount: 293,098
Exercise price: $0.000000
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The Trust is a revocable living trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are the trustees of the Trust.

Footnote F2

On October 14, 2026, pursuant to the Reporting Person's employment agreement with the Issuer, effective as of March 20, 2025 (the "Employment Agreement"), the Reporting Person was granted 293,098 RSUs as a quarterly equity award for the third quarter of 2026. Such RSUs will vest in twelve (12) equal monthly installments commencing on October 14, 2026 and ending on October 14, 2027. Pursuant to the terms of the Employment Agreement, the RSUs are subject to a one-year restricted period expiring on October 14, 2027 and will be settled on the date of expiration of the restricted period