Karnavati Holdings, Inc. - 01 Oct 2026 Form 3 Insider Report for 5E Advanced Materials, Inc. (FEAM)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
3
Accepted by SEC
13 Oct 2026, 17:23:35 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
KARNAVATI HOLDINGS, INC. By: /s/ Nanette C. Heide, Attorney-in-Fact

Key filing fact

Karnavati Holdings, Inc. filed Form 3 for 5E Advanced Materials, Inc. (FEAM) on 13 Oct 2026.

Key facts

  • This page summarizes Karnavati Holdings, Inc.'s Form 3 filing for 5E Advanced Materials, Inc. (FEAM).
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 13 Oct 2026, 17:23.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reporting Owners (3)

CIK 0002157935 Primary reporting owner

Karnavati Holdings, Inc.

Relationship
10%+ Owner
Address
9401 INDIAN CREEK PARKWAY, SUITE 1000, OVERLAND PARK
Signature
KARNAVATI HOLDINGS, INC. By: /s/ Nanette C. Heide, Attorney-in-Fact
Signature date
13 Oct 2026
CIK 0002159876

Nirma Ltd

Relationship
10%+ Owner
Address
9401 INDIAN CREEK PARKWAY, SUITE 1000, OVERLAND PARK
Signature
NIRMA LIMITED By: /s/ Nanette C. Heide, Attorney-in-Fact
Signature date
13 Oct 2026
CIK 0002159870

Patel Karsanbhai K.

Relationship
10%+ Owner
Address
9401 INDIAN CREEK PARKWAY, SUITE 1000, OVERLAND PARK
Signature
/s/ Nanette C. Heide, Attorney-in-Fact for Dr. Karsanbhai K. Patel
Signature date
13 Oct 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FEAM holding

Common Stock, $0.01 par value per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,144,182
Date
01 Oct 2026
Ownership
Direct
Footnotes
F1, F2
FEAM holding

Common Stock, $0.01 par value per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,144,182
Date
01 Oct 2026
Ownership
Direct
Footnotes
F1, F2
FEAM holding

Common Stock, $0.01 par value per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,144,182
Date
01 Oct 2026
Ownership
Direct
Footnotes
F1, F2
FEAM holding

Common Stock, $0.01 par value per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,144,182
Date
01 Oct 2026
Ownership
By KHI
Footnotes
F1, F3
FEAM holding

Common Stock, $0.01 par value per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,144,182
Date
01 Oct 2026
Ownership
By KHI
Footnotes
F1, F3
FEAM holding

Common Stock, $0.01 par value per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,144,182
Date
01 Oct 2026
Ownership
By KHI
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents shares of Common Stock issued to KHI on October 1, 2026 under the Asset Purchase Agreement dated September 14, 2026, including 3,072,091 shares received in partial payment of DIP obligations and 3,072,091 shares received as designee of HSBC Bank USA, National Association. Excludes 312,500 shares held back by the Issuer pending delivery of executed deeds and the Tranche 2 Funding, and 1,843,318 shares held in escrow pending resolution of a mechanic's lien claim, any residual of which is to be distributed to KHI.

Footnote F2

This Form 3 is filed jointly by Karnavati Holdings, Inc. ("KHI"), Nirma Limited ("Nirma") and Dr. Karsanbhai K. Patel ("Dr. Patel"). KHI reports the securities held directly on the first line of Table I; Nirma and Dr. Patel report the securities held indirectly on the second line of Table I. The address of KHI is 9401 Indian Creek Parkway, Suite 1000, Overland Park, KS 66210. The address of each of Nirma and Dr. Patel is Nirma House, Ashram Road, Ahmedabad 380009, Gujarat, India.

Footnote F3

The reported securities are directly held by KHI, which is a wholly owned subsidiary of Nirma. Dr. Patel holds approximately 58.98% of the outstanding equity of Nirma and serves as its Chairman and, accordingly, each of Nirma and Dr. Patel may be deemed to beneficially own the securities directly held by KHI. Dr. Patel disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and the inclusion of the reported securities in this report shall not be deemed an admission that Dr. Patel is the beneficial owner of such securities in excess of his pecuniary interest for purposes of Section 16 or any other purpose.

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