Andrew Smith-Van Vurst - 07 Oct 2026 Form 4 Insider Report for BioStem Technologies, Inc. (BSEM)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
09 Oct 2026, 16:30:06 UTC
Prior SEC filing
17 Sep 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Katherine Gorrell, Attorney-in-Fact
Filing notes and source

Key filing fact

Andrew Smith-Van Vurst filed Form 4 for BioStem Technologies, Inc. (BSEM) on 09 Oct 2026.

Key facts

  • This page summarizes Andrew Smith-Van Vurst's Form 4 filing for BioStem Technologies, Inc. (BSEM).
  • 2 reported transactions and 8 derivative rows are listed below.
  • Accepted by SEC: 09 Oct 2026, 16:30.

Change

  • Previous filing in this sequence was filed on 17 Sep 2026.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002147206 Primary reporting owner

SMITH-VAN VURST ANDREW

Relationship
Chief Operating Officer, Director, 10%+ Owner
Address
C/O BIOSTEM TECHNOLOGIES, INC., 2836 CENTER PORT CIRCLE, POMPANO BEACH
Signature
/s/ Katherine Gorrell, Attorney-in-Fact
Signature date
09 Oct 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BSEM transaction

Common Stock

Options Exercise

Transaction value
Shares
+250,000
Change %
+16%
Price
$2.00*
Shares after
1,789,809
Date
07 Oct 2026
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BSEM transaction Derivative

Options (Right to Buy)

Options Exercise

Transaction value
Shares
-250,000
Change %
-11%
Price
$0.000000*
Shares after
2,000,000
Date
07 Oct 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
250,000
Exercise price
$2.00
Footnotes
F4
BSEM holding Derivative

Series A-1 Convertible Preferred Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
100
Date
07 Oct 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
100
Exercise price
Footnotes
F1, F2, F3
BSEM holding Derivative

Options (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
114,314
Date
07 Oct 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
114,314
Exercise price
$10.05
Footnotes
F5
BSEM holding Derivative

Options (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
23,246
Date
07 Oct 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
23,246
Exercise price
$10.05
Footnotes
F6
BSEM holding Derivative

Options (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
253,304
Date
07 Oct 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
253,304
Exercise price
$5.50
Footnotes
F7
BSEM holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
30,487
Date
07 Oct 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
30,487
Exercise price
Footnotes
F8, F9
BSEM holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
57,442
Date
07 Oct 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
57,442
Exercise price
Footnotes
F8, F10
BSEM holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
209,091
Date
07 Oct 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
209,091
Exercise price
Footnotes
F8, F11
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 11 footnotes

Footnote F1

The Series A-1 Convertible Preferred Shares are convertible in whole into shares of the Issuer's Common Stock on a one-to-one basis at the option of a majority of the holders of Series A-1 Convertible Preferred Shares.

Footnote F2

The Series A-1 Convertible Preferred Shares have no expiration date.

Footnote F3

Due to an administrative error, the Series A-1 Convertible Preferred Shares were inadvertently omitted from the Reporting Person's Form 3 filed on August 14, 2026.

Footnote F4

These options are fully vested and exercisable.

Footnote F5

These options vest according to the following schedule: 33% vested on March 17, 2026, the one-year anniversary of the grant date, with the remaining options vesting in equal quarterly installments over the subsequent two year period.

Footnote F6

These options vest according to the following schedule: 33% will vest on October 13, 2026, the one-year anniversary of the grant date, with the remaining options vesting in equal quarterly installments over the subsequent two year period.

Footnote F7

These options vest according to the following schedule: 33% will vest on February 11, 2027, the one year anniversary of the grant date, with the remaining options vesting in equal quarterly installments over the subsequent two year period.

Footnote F8

Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Footnote F9

These restricted stock units will vest in equal quarterly installments over three years from the grant date (September 15, 2024).

Footnote F10

These restricted stock units vest according to the following schedule: 33% vested on March 17, 2026, the one year anniversary of the grant date, with the remaining units vesting in equal quarterly installments over the subsequent two year period.

Footnote F11

These restricted stock units vest according to the following schedule: 33% will vest on February 11, 2027, the one year anniversary of the grant date, with the remaining units vesting in equal quarterly installments over the subsequent two year period.

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