Richard Ferrari - 02 Oct 2026 Form 4 Insider Report for HeartBeam, Inc. (BEAT)

Reporting relationship: Director
Issuer ticker: BEAT
Reported as of: 02 Oct 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 09 Oct 2026, 16:22:22 UTC
Prior SEC filing: 04 Aug 2026
Source filing: View source filing
Reporting owner signature: /s/ Richard Ferrari

Key filing fact

Richard Ferrari filed Form 4 for HeartBeam, Inc. (BEAT) on 09 Oct 2026.

Key facts

This page summarizes Richard Ferrari's Form 4 filing for HeartBeam, Inc. (BEAT).
3 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 09 Oct 2026, 16:22.

Change

Previous filing in this sequence was filed on 04 Aug 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001034413 Primary reporting owner

Ferrari Richard

Relationship: Director
Address: 2118 WALSH AVENUE, SUITE 210, SANTA CLARA
Signature: /s/ Richard Ferrari
Signature date: 09 Oct 2026

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BEAT transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares: +125,000
Change %
Price: $0.000000^*
Shares after: 125,000
Date: 02 Oct 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 125,000
Exercise price
Footnotes: F1, F2

BEAT transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares: +90,625
Change %
Price: $0.000000^*
Shares after: 90,625
Date: 02 Oct 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 90,625
Exercise price
Footnotes: F1, F3

BEAT transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
Shares: +125,000
Change %
Price: $0.000000^*
Shares after: 125,000
Date: 02 Oct 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 125,000
Exercise price: $0.4350
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon vesting.

Footnote F2

The RSUs were granted on October 2, 2026 under the Issuer's 2022 Equity Incentive Plan, as amended (the "Plan"), as an annual RSU award to non-employee directors. One hundred percent (100%) of the RSUs will vest on the earlier of October 2, 2027 or the date of the Issuer's next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service as a non-employee director through the vesting date. Vested RSUs will be settled in shares of common stock. RSUs do not expire.

Footnote F3

Represents a special RSU award granted to the Reporting Person on October 2, 2026 under the Plan in connection with the suspension of cash retainers for the period of July 1, 2026 through December 31, 2026. One-half of the RSUs vested on the grant date, and the remaining RSUs will vest on January 1, 2027, subject to the Reporting Person's continued service as a director through the vesting date. All unvested RSUs will vest in full immediately prior to a Change in Control (as defined in the Plan), subject to the Reporting Person's continued service as a director through such date.

Footnote F4

Represents a nonqualified stock option granted to the Reporting Person on October 2, 2026 under the Plan in connection with the Reporting Person's additional responsibilities as Chair of the Board. One-twelfth of the shares subject to the option vest on each monthly anniversary of July 1, 2026, such that 3/12ths of the shares subject to the option were vested on the grant date and the option will be fully vested on July 1, 2027, subject to the Reporting Person's continued service as a director through each vesting date.