Carlton M. Cadwell - 07 Oct 2026 Form 4 Insider Report for VIVOS INC (RDGL)

Reporting relationship: Director, 10%+ Owner
Issuer ticker: RDGL
Reported as of: 07 Oct 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 08 Oct 2026, 17:25:55 UTC
Source filing: View source filing
Reporting owner signature: /s/ Carlton Cadwell

Key filing fact

Carlton M. Cadwell filed Form 4 for VIVOS INC (RDGL) on 08 Oct 2026.

Key facts

This page summarizes Carlton M. Cadwell's Form 4 filing for VIVOS INC (RDGL).
2 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 08 Oct 2026, 17:25.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001486807 Primary reporting owner

Cadwell Carlton M

Relationship: Director, 10%+ Owner
Address: C/O VIVOS INC., 1030 N CENTER PARKWAY, KENNEWICK
Signature: /s/ Carlton Cadwell
Signature date: 08 Oct 2026

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RDGL transaction Derivative

Series C Convertible Preferred

Disposed to Issuer

Transaction value
Shares: -385,302
Change %: -100%
Price
Shares after: 0
Date: 07 Oct 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 4,816,275
Exercise price: $0.0800
Footnotes: F1, F2

RDGL transaction Derivative

Series D Convertible Preferred

Award

Transaction value
Shares: +635,302
Change %
Price
Shares after: 635,302
Date: 07 Oct 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 7,941,275
Exercise price: $0.0800
Footnotes: F1, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Pursuant to a Stock Purchase and Exchange Agreement, dated as of October 7, 2026, the Reporting Person received (i) 385,302 shares of Series D Convertible Preferred in exchange for 385,302 shares of Series C Convertible Preferred; and (ii) 250,000 shares of Series D Preferred for the purchase price of $250,000. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3 promulgated under the Act.

Footnote F2

The Series C Convertible Preferred is convertible at any time, at the holder's election, and does not expire.

Footnote F3

The Series D Convertible Preferred is convertible at any time, at the holder's election, and does not expire.