YA II PN, Ltd. - 29 Sep 2026 Form 3 Insider Report for Ives Ultra AI Opportunities Inc. (IVAI)

Reporting relationship: Investment Adviser owner - 10%
Issuer ticker: IVAI
Reported as of: 29 Sep 2026
Net transaction value: $0
SEC form: 3
Accepted by SEC: 07 Oct 2026, 16:23:00 UTC
Source filing: View source filing
Reporting owner signature: /s/Troy Rillo

Key filing fact

YA II PN, Ltd. filed Form 3 for Ives Ultra AI Opportunities Inc. (IVAI) on 07 Oct 2026.

Key facts

This page summarizes YA II PN, Ltd.'s Form 3 filing for Ives Ultra AI Opportunities Inc. (IVAI).
0 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 07 Oct 2026, 16:23.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reporting Owners (1)

CIK 0001463928 Primary reporting owner

YA II PN, Ltd.

Relationship: Investment Adviser owner - 10%
Address: 1012 SPRINGFIELD AVENUE, MOUNTAINSIDE
Signature: /s/Troy Rillo
Signature date: 07 Oct 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

IVAI holding

Common Stock, par value $0.001

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 0
Date: 29 Sep 2026
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Yorkville Advisors Global, LP ("Yorkville LP") is the investment manager of YA II PN, Ltd. ("YA II PN"), and Yorkville Advisors Global II, LLC ("Yorkville LLC") is the General Partner of Yorkville LP. Mark Angelo serves as President of Yorkville LLC and makes all investment decisions for YA II PN. As such Mr. Angelo may be deemed to have beneficial ownership of the securities held by the Investment Adviser (defined below). Mr. Angelo disclaims any beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.

Footnote F2

This Form 3 is filed pursuant to Section 30(h) of the Investment Company Act of 1940, as amended (the "1940 ACT"). Ives Ultra Management LLC (the "Investment Adviser") serves as the investment adviser to Ives Ultra AI Opportunities Inc. (the "Fund").