Ezra M. Friedberg - 02 Oct 2026 Form 4 Insider Report for Pelthos Therapeutics Inc. (PTHS)

Reporting relationship: Director
Issuer ticker: PTHS
Reported as of: 02 Oct 2026
Net transaction value: -$11,560
SEC form: 4
Accepted by SEC: 06 Oct 2026, 17:53:54 UTC
Prior SEC filing: 07 Jul 2026
Source filing: View source filing
Reporting owner signature: /s/ John M. Gay, by power of attorney

Filing notes and source

Key filing fact

Ezra M. Friedberg filed Form 4 for Pelthos Therapeutics Inc. (PTHS) on 06 Oct 2026.

Key facts

This page summarizes Ezra M. Friedberg's Form 4 filing for Pelthos Therapeutics Inc. (PTHS).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 06 Oct 2026, 17:53.

Change

Previous filing in this sequence was filed on 07 Jul 2026.
Current net transaction value: -$11,560.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001679440 Primary reporting owner

Friedberg Ezra M

Relationship: Director
Address: C/O PELTHOS THERAPEUTICS INC., 4020 STIRRUP CREEK DRIVE, SUITE 110, DURHAM
Signature: /s/ John M. Gay, by power of attorney
Signature date: 06 Oct 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PTHS transaction

Common Stock

Sale

Transaction value: -$11,560
Shares: -558
Change %: -0.69%
Price: $20.72
Shares after: 80,484
Date: 02 Oct 2026
Ownership: Direct
Footnotes: F1

PTHS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 82,072
Date: 02 Oct 2026
Ownership: By Balmoral Financial Group LLC
Footnotes: F2

PTHS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 40,000
Date: 02 Oct 2026
Ownership: By Key Recovery Group LLC
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 2 footnotes

Footnote F1

This transaction reflects the sale of shares, made pursuant to a Rule 10b5-1 plan adopted December 16, 2025, for the purpose of satisfying estimated tax obligations in connection with the vesting of restricted stock units granted by the Issuer.

Footnote F2

Ezra Friedberg is the manager of Balmoral Financial Group LLC ("Balmoral") and the manager of Key Recovery Group LLC ("Key"). By virtue of this relationship, Mr. Friedberg may be deemed to beneficially own the shares of Common Stock held of record by each of Balmoral and Key. Mr. Friedberg disclaims any such beneficial ownership except to the extent of his pecuniary interest therein.