Pham Nhat Vuong - 05 Oct 2026 Form 4 Insider Report for VinFast Auto Ltd. (VFS)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
06 Oct 2026, 16:01:29 UTC
Prior SEC filing
28 Sep 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Le Thi Dieu My, attorney-in-fact
Filing notes and source

Key filing fact

Pham Nhat Vuong filed Form 4 for VinFast Auto Ltd. (VFS) on 06 Oct 2026.

Key facts

  • This page summarizes Pham Nhat Vuong's Form 4 filing for VinFast Auto Ltd. (VFS).
  • 6 reported transactions and 6 derivative rows are listed below.
  • Accepted by SEC: 06 Oct 2026, 16:01.

Change

  • Previous filing in this sequence was filed on 28 Sep 2026.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001998523 Primary reporting owner

Vuong Pham Nhat

Relationship
Director
Address
61 ROBINSON ROAD, #06-01, SINGAPORE, SINGAPORE
Signature
/s/ Le Thi Dieu My, attorney-in-fact
Signature date
06 Oct 2026

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

VFS transaction Derivative

FVN Series 1A Pref Shares - Call Option (obligated to sell)

Sale

Transaction value
Shares
-479,745,716
Change %
-50%
Price
Shares after
479,745,716
Date
05 Oct 2026
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
1,101,597
Exercise price
Footnotes
F1
VFS transaction Derivative

FVN Series 1B Pref Shares - Call Option (obligated to sell)

Sale

Transaction value
Shares
-101,166,305
Change %
-50%
Price
Shares after
101,166,305
Date
05 Oct 2026
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
186,241
Exercise price
Footnotes
F2
VFS transaction Derivative

FVN Series 3A Pref Shares - Call Option (obligated to sell)

Sale

Transaction value
Shares
-3,656,758,902
Change %
-50%
Price
Shares after
3,656,758,902
Date
05 Oct 2026
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
8,396,690
Exercise price
Footnotes
F3
VFS transaction Derivative

FVN Series 3B Pref Shares - Call Option (obligated to sell)

Sale

Transaction value
Shares
-771,118,471
Change %
-50%
Price
Shares after
771,118,471
Date
05 Oct 2026
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
1,419,584
Exercise price
Footnotes
F4
VFS transaction Derivative

FVN Series 5A Pref Shares - Call Option (obligated to sell)

Sale

Transaction value
Shares
-2,457,356,615
Change %
-50%
Price
Shares after
2,457,356,615
Date
05 Oct 2026
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
9,400,752
Exercise price
Footnotes
F5
VFS transaction Derivative

FVN Series 5B Pref Shares - Call Option (obligated to sell)

Sale

Transaction value
Shares
-4,337,975,510
Change %
-50%
Price
Shares after
4,337,975,510
Date
05 Oct 2026
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
3,386,133
Exercise price
Footnotes
F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

CPUD FVN01A preference shares ("FVN Series 1A Pref Shares") in the capital of Future Production, Investment and Development Joint Stock Company ("Future"), a joint stock company organized in Vietnam. The FVN Series 1A Pref Shares are exchangeable for the Issuer's ordinary shares held by Mr. Pham or a company that he designates at an exchange rate of 435.5 FVN Series 1A Pref Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The FVN Series 1A Pref Shares have no expiration date.

Footnote F2

CPUD FVN01B preference shares ("FVN Series 1B Pref Shares") in the capital of Future Production, Investment and Development Joint Stock Company ("Future"), a joint stock company organized in Vietnam. The FVN Series 1B Pref Shares are exchangeable for the Issuer's ordinary shares held by Mr. Pham or a company that he designates at an exchange rate of 543.2 FVN Series 1B Pref Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The FVN Series 1B Pref Shares have no expiration date.

Footnote F3

CPUD FVN03A preference shares ("FVN Series 3A Pref Shares") in the capital of Future Production, Investment and Development Joint Stock Company ("Future"), a joint stock company organized in Vietnam. The FVN Series 3A Pref Shares are exchangeable for the Issuer's ordinary shares held by Mr. Pham or a company that he designates at an exchange rate of 435.5 FVN Series 3A Pref Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The FVN Series 3A Pref Shares have no expiration date.

Footnote F4

CPUD FVN03B preference shares ("FVN Series 3B Pref Shares") in the capital of Future Production, Investment and Development Joint Stock Company ("Future"), a joint stock company organized in Vietnam. The FVN Series 3B Pref Shares are exchangeable for the Issuer's ordinary shares held by Mr. Pham or a company that he designates at an exchange rate of 543.2 FVN Series 3B Pref Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The FVN Series 3B Pref Shares have no expiration date.

Footnote F5

CPUD FVN05A preference shares ("FVN Series 5A Pref Shares") in the capital of Future Production, Investment and Development Joint Stock Company ("Future"), a joint stock company organized in Vietnam. The FVN Series 5A Pref Shares are exchangeable for the Issuer's ordinary shares held by Mr. Pham or a company that he designates at an exchange rate of 261.4 FVN Series 5A Pref Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The FVN Series 5A Pref Shares have no expiration date.

Footnote F6

CPUD FVN05B preference shares ("FVN Series 5B Pref Shares") in the capital of Future Production, Investment and Development Joint Stock Company ("Future"), a joint stock company organized in Vietnam. The FVN Series 5B Pref Shares are exchangeable for the Issuer's ordinary shares held by Mr. Pham or a company that he designates at an exchange rate of 1,281.1 FVN Series 5B Pref Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The FVN Series 5B Pref Shares have no expiration date.

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