Benjamin Pham - 30 Sep 2026 Form 4 Insider Report for Strive, Inc. (ASST)

Reporting relationship: Chief Financial Officer, Director
Issuer ticker: ASST
Reported as of: 30 Sep 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 02 Oct 2026, 20:09:19 UTC
Prior SEC filing: 10 Aug 2026
Next SEC filing: 05 Oct 2026
Source filing: View source filing
Reporting owner signature: Brian Logan Beirne, attorney-in-fact for Benjamin Pham

Key filing fact

Benjamin Pham filed Form 4 for Strive, Inc. (ASST) on 02 Oct 2026.

Key facts

This page summarizes Benjamin Pham's Form 4 filing for Strive, Inc. (ASST).
5 reported transactions and 4 derivative rows are listed below.
Accepted by SEC: 02 Oct 2026, 20:09.

Change

Previous filing in this sequence was filed on 10 Aug 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002084539 Primary reporting owner

Pham Benjamin

Relationship: Chief Financial Officer, Director
Address: 200 CRESCENT COURT, SUITE 1400, DALLAS
Signature: Brian Logan Beirne, attorney-in-fact for Benjamin Pham
Signature date: 02 Oct 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ASST transaction

Class A Common Stock

Options Exercise

Transaction value
Shares: +11,574
Change %: +116%
Price
Shares after: 21,573
Date: 30 Sep 2026
Ownership: Direct
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ASST transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -11,574
Change %: -42%
Price
Shares after: 16,204
Date: 30 Sep 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 11,574
Exercise price
Footnotes: F1

ASST transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -11,329
Change %: -14%
Price
Shares after: 67,976
Date: 30 Sep 2026
Ownership: Direct
Underlying class: Class B Common Stock
Underlying amount: 11,329
Exercise price
Footnotes: F3, F4

ASST transaction Derivative

Class B Common Stock

Options Exercise

Transaction value
Shares: +11,329
Change %: +4.9%
Price
Shares after: 243,620
Date: 30 Sep 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 11,329
Exercise price
Footnotes: F3, F4

ASST transaction Derivative

Class B Common Stock

Tax liability

Transaction value
Shares: -4,387
Change %: -1.8%
Price
Shares after: 239,233
Date: 30 Sep 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 4,387
Exercise price
Footnotes: F4, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date. Vesting of Restricted Stock Units does not constitute a sale of securities, but rather a conversion to shares of the Issuer's Class A Common Stock by default.

Footnote F2

Subsequent to this filing, it is anticipated that a Form 4 will be filed to disclose the sale of shares of Issuer's Class A Common Stock for the specific purpose of paying taxes resulting from the vesting of the Restricted Stock Units.

Footnote F3

The Restricted Stock Units vest as follows: 25% vests on the first anniversary of the applicable vesting commencement date and the remainder vests in 12 substantially equal installments on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date. Vesting of Restricted Stock Units does not constitute a sale of securities, but rather a conversion to shares of the Issuer's Class B Common Stock by default.

Footnote F4

Each share of Class B Common Stock of the Registrant, automatically and without further action by the Reporting Person, is converted into one share of Class A Common Stock, upon the occurrence of a Transfer, other than a Permitted Transfer (each as defined in the Registrant's Amended and Restated Articles of Incorporation) or all shares of Class B Common Stock, automatically and without further action by the Reporting Person, shall be converted into an identical number of shares of Class A Common Stock at such date and time, or the occurrence of an event, specified by the affirmative vote (or written consent if action by written consent of stockholders is permitted at such time under the Registrant's Amended and Restated Articles of Incorporation) of the holders of a majority of the total voting power of the outstanding Class B Common Stock, voting as a separate class. The Class B Common Stock may also be converted into Class A Common Stock at the election of the Reporting Person.

Footnote F5

Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units.