Nicholas Baes - 30 Sep 2026 Form 4 Insider Report for Bakkt, Inc. (BKKT)

Reporting relationship: Chief Operating Officer
Issuer ticker: BKKT
Reported as of: 30 Sep 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 02 Oct 2026, 17:31:30 UTC
Prior SEC filing: 25 Sep 2026
Source filing: View source filing
Reporting owner signature: /s/ Nicholas Baes

Key filing fact

Nicholas Baes filed Form 4 for Bakkt, Inc. (BKKT) on 02 Oct 2026.

Key facts

This page summarizes Nicholas Baes's Form 4 filing for Bakkt, Inc. (BKKT).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 02 Oct 2026, 17:31.

Change

Previous filing in this sequence was filed on 25 Sep 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002043681 Primary reporting owner

Baes Nicholas

Relationship: Chief Operating Officer
Address: 3280 PEACHTREE ROAD NE, 7TH FLOOR, ATLANTA
Signature: /s/ Nicholas Baes
Signature date: 02 Oct 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BKKT transaction

Class A Common Stock

Award

Transaction value
Shares: +30,000
Change %: +29%
Price: $0.000000^*
Shares after: 134,103
Date: 30 Sep 2026
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents 30,000 restricted stock units ("RSUs") granted to the Reporting Person on September 30, 2026 ("Grant Date"), under the Company's 2021 Omnibus Employee Incentive Plan. The RSUs shall fully vest on the one-year anniversary of the Grant Date, subject to the Reporting Person's continued employment with the Company. Each RSU represents a contingent right to receive one share of the Company's Class A common stock.

Footnote F2

Includes 74,330 Restricted Stock Units that remain subject to certain vesting conditions.