Baiju Bhatt - 30 Sep 2026 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Reporting relationship: Director
Issuer ticker: HOOD
Reported as of: 30 Sep 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 02 Oct 2026, 17:08:17 UTC
Prior SEC filing: 14 Sep 2026
Next SEC filing: 23 Oct 2026
Source filing: View source filing
Reporting owner signature: /s/ Maureen Montgomery, attorney-in-fact for Baiju Bhatt

Filing notes and source

Key filing fact

Baiju Bhatt filed Form 4 for Robinhood Markets, Inc. (HOOD) on 02 Oct 2026.

Key facts

This page summarizes Baiju Bhatt's Form 4 filing for Robinhood Markets, Inc. (HOOD).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 02 Oct 2026, 17:08.

Change

Previous filing in this sequence was filed on 14 Sep 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001870914 Primary reporting owner

Bhatt Baiju

Relationship: Director
Address: C/O ROBINHOOD MARKETS, INC., 85 WILLOW ROAD, MENLO PARK
Signature: /s/ Maureen Montgomery, attorney-in-fact for Baiju Bhatt
Signature date: 02 Oct 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HOOD transaction

Class A Common Stock

Award

Transaction value
Shares: +111
Change %: +3%
Price
Shares after: 3,814
Date: 30 Sep 2026
Ownership: Direct
Footnotes: F1

HOOD transaction

Class A Common Stock

Options Exercise

Transaction value
Shares: +822
Change %: +22%
Price
Shares after: 4,636
Date: 01 Oct 2026
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HOOD transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -822
Change %: -25%
Price: $0.000000^*
Shares after: 2,467
Date: 01 Oct 2026
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 822
Exercise price
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

On September 30, 2026, the Reporting Person was automatically granted 111 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.

Footnote F2

Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Footnote F3

On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.