(MCO)

Reporting relationship: President and CEO, Director
Issuer ticker: MCO
Reported as of: 01 Oct 2026
Net transaction value: -$419,965
SEC form: 4
Accepted by SEC: 02 Oct 2026, 16:04:03 UTC
Prior SEC filing: 02 Sep 2026
Source filing: View source filing
Reporting owner signature: Elizabeth McCarroll, by power of attorney for Robert Fauber

Filing notes and source

Key filing fact

Robert Fauber filed Form 4 for MOODYS CORP /DE/ (MCO) on 02 Oct 2026.

Key facts

This page summarizes Robert Fauber's Form 4 filing for MOODYS CORP /DE/ (MCO).
6 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 02 Oct 2026, 16:04.

Change

Previous filing in this sequence was filed on 02 Sep 2026.
Current net transaction value: -$419,965.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001481153 Primary reporting owner

Fauber Robert

Relationship: President and CEO, Director
Address: 7 WORLD TRADE CENTER, 250 GREENWICH STREET, NEW YORK
Signature: Elizabeth McCarroll, by power of attorney for Robert Fauber
Signature date: 02 Oct 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MCO transaction

Common Stock

Sale

Transaction value: -$136,500
Shares: -300
Change %: -0.58%
Price: $455.00
Shares after: 51,364
Date: 01 Oct 2026
Ownership: Direct
Footnotes: F1

MCO transaction

Common Stock

Options Exercise

Transaction value
Shares: +51
Change %: +0.1%
Price: $113.34^*
Shares after: 51,415
Date: 01 Oct 2026
Ownership: Direct
Footnotes: F2

MCO transaction

Common Stock

Options Exercise

Transaction value
Shares: +572
Change %: +1.1%
Price: $167.50^*
Shares after: 51,987
Date: 01 Oct 2026
Ownership: Direct
Footnotes: F2

MCO transaction

Common Stock

Sale

Transaction value: -$283,465
Shares: -623
Change %: -1.2%
Price: $455.00
Shares after: 51,364
Date: 01 Oct 2026
Ownership: Direct
Footnotes: F2

MCO holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 22,325
Date: 01 Oct 2026
Ownership: Trust

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MCO transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
Shares: -51
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Oct 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 51
Exercise price: $113.34
Footnotes: F2, F3

MCO transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
Shares: -572
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Oct 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 572
Exercise price: $167.50
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 3 footnotes

Footnote F1

Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Footnote F2

Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.

Footnote F3

One fourth of options vest each year beginning with the date indicated.