Key facts
- This page summarizes Joseph Stilwell's Form 4 filing for Wheeler Real Estate Investment Trust, Inc. (WHLR).
- 14 reported transactions and 90 derivative rows are listed below.
- Accepted by SEC: 25 Sep 2026, 18:48.
Joseph Stilwell - 23 Sep 2026 Form 4 Insider Report for Wheeler Real Estate Investment Trust, Inc. (WHLR)
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- WHLR
- Reported as of
- 23 Sep 2026
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 25 Sep 2026, 18:48:06 UTC
- Prior SEC filing
- 17 Aug 2026
- Next SEC filing
- 02 Oct 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Joseph Stilwell
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Joseph Stilwell filed Form 4 for Wheeler Real Estate Investment Trust, Inc. (WHLR) on 25 Sep 2026.
Change
- Previous filing in this sequence was filed on 17 Aug 2026.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (6)
CIK 0001113303
Primary reporting owner
Stilwell Joseph
- Relationship
- Director, 10%+ Owner
- Address
- 200 CALLE DEL, SANTO CRISTO, SAN JUAN
- Signature
- /s/ Joseph Stilwell
- Signature date
- 25 Sep 2026
CIK 0001397076
Stilwell Value LLC
- Relationship
- 10%+ Owner
- Address
- 111 BROADWAY, 12TH FLOOR, NEW YORK
- Signature
- /s/ Joseph Stilwell as authorized agent for Stilwell Value LLC
- Signature date
- 25 Sep 2026
CIK 0001573720
Stilwell Activist Investments, L.P.
- Relationship
- 10%+ Owner
- Address
- 111 BROADWAY, 12TH FLOOR, NEW YORK
- Signature
- /s/ Joseph Stilwell as authorized agent for Stilwell Activist Investments, L.P.
- Signature date
- 25 Sep 2026
CIK 0001564452
Stilwell Activist Fund, L.P.
- Relationship
- 10%+ Owner
- Address
- 111 BROADWAY, 12TH FLOOR, NEW YORK
- Signature
- /s/ Joseph Stilwell as authorized agent for Stilwell Activist Fund, L.P.
- Signature date
- 25 Sep 2026
CIK 0001555931
Stilwell Value Partners VII, L.P.
- Relationship
- 10%+ Owner
- Address
- 111 BROADWAY, 12TH FLOOR, NEW YORK
- Signature
- /s/ Joseph Stilwell as authorized agent for Stilwell Value Partners VII, L.P.
- Signature date
- 25 Sep 2026
CIK 0000913960
Stilwell Associates, L.P.
- Relationship
- 10%+ Owner
- Address
- 111 BROADWAY, 12TH FLOOR, NEW YORK
- Signature
- /s/ Joseph Stilwell as authorized agent for Stilwell Associates, L.P.
- Signature date
- 25 Sep 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +184,655
- Change %
- +3077583%
- Price
- Shares after
- 184,661
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F1, F5
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +184,655
- Change %
- +3077583%
- Price
- Shares after
- 184,661
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F1, F5
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +184,655
- Change %
- +3077583%
- Price
- Shares after
- 184,661
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F1, F5
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +184,655
- Change %
- +3077583%
- Price
- Shares after
- 184,661
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F1, F5
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +184,655
- Change %
- +3077583%
- Price
- Shares after
- 184,661
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F1, F5
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +184,655
- Change %
- +3077583%
- Price
- Shares after
- 184,661
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F1, F5
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +257,902
- Change %
- +140%
- Price
- Shares after
- 442,563
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F1, F6
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +257,902
- Change %
- +140%
- Price
- Shares after
- 442,563
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F1, F6
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +257,902
- Change %
- +140%
- Price
- Shares after
- 442,563
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F1, F6
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +257,902
- Change %
- +140%
- Price
- Shares after
- 442,563
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F1, F6
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +257,902
- Change %
- +140%
- Price
- Shares after
- 442,563
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F1, F6
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +257,902
- Change %
- +140%
- Price
- Shares after
- 442,563
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F1, F6
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +25,516
- Change %
- Price
- Shares after
- 25,516
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F2, F7
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +25,516
- Change %
- Price
- Shares after
- 25,516
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F2, F7
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +25,516
- Change %
- Price
- Shares after
- 25,516
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F2, F7
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +25,516
- Change %
- Price
- Shares after
- 25,516
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F2, F7
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +25,516
- Change %
- Price
- Shares after
- 25,516
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F2, F7
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +25,516
- Change %
- Price
- Shares after
- 25,516
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F2, F7
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +35,768
- Change %
- +140%
- Price
- Shares after
- 61,284
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F2, F8
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +35,768
- Change %
- +140%
- Price
- Shares after
- 61,284
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F2, F8
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +35,768
- Change %
- +140%
- Price
- Shares after
- 61,284
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F2, F8
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +35,768
- Change %
- +140%
- Price
- Shares after
- 61,284
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F2, F8
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +35,768
- Change %
- +140%
- Price
- Shares after
- 61,284
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F2, F8
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +35,768
- Change %
- +140%
- Price
- Shares after
- 61,284
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F2, F8
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +62,829
- Change %
- Price
- Shares after
- 62,829
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F4, F9
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +62,829
- Change %
- Price
- Shares after
- 62,829
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F4, F9
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +62,829
- Change %
- Price
- Shares after
- 62,829
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F4, F9
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +62,829
- Change %
- Price
- Shares after
- 62,829
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F4, F9
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +62,829
- Change %
- Price
- Shares after
- 62,829
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F4, F9
WHLR
transaction
Common Stock
Award
- Transaction value
- Shares
- +62,829
- Change %
- Price
- Shares after
- 62,829
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F4, F9
WHLR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F3
WHLR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F3
WHLR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F3
WHLR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F3
WHLR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F3
WHLR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,287
- Change %
- -2.4%
- Price
- Shares after
- 134,678
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F12, F13
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,287
- Change %
- -2.4%
- Price
- Shares after
- 134,678
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F12, F13
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,287
- Change %
- -2.4%
- Price
- Shares after
- 134,678
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F12, F13
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,287
- Change %
- -2.4%
- Price
- Shares after
- 134,678
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F12, F13
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,287
- Change %
- -2.4%
- Price
- Shares after
- 134,678
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F12, F13
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,287
- Change %
- -2.4%
- Price
- Shares after
- 134,678
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F12, F13
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -6,575
- Change %
- -4.9%
- Price
- Shares after
- 128,103
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F12, F14
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -6,575
- Change %
- -4.9%
- Price
- Shares after
- 128,103
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F12, F14
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -6,575
- Change %
- -4.9%
- Price
- Shares after
- 128,103
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F12, F14
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -6,575
- Change %
- -4.9%
- Price
- Shares after
- 128,103
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F12, F14
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -6,575
- Change %
- -4.9%
- Price
- Shares after
- 128,103
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F12, F14
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -6,575
- Change %
- -4.9%
- Price
- Shares after
- 128,103
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F12, F14
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -491
- Change %
- -2.5%
- Price
- Shares after
- 19,542
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F12, F15
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -491
- Change %
- -2.5%
- Price
- Shares after
- 19,542
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F12, F15
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -491
- Change %
- -2.5%
- Price
- Shares after
- 19,542
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F12, F15
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -491
- Change %
- -2.5%
- Price
- Shares after
- 19,542
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F12, F15
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -491
- Change %
- -2.5%
- Price
- Shares after
- 19,542
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F12, F15
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -491
- Change %
- -2.5%
- Price
- Shares after
- 19,542
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F12, F15
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -955
- Change %
- -4.9%
- Price
- Shares after
- 18,587
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F12, F16
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -955
- Change %
- -4.9%
- Price
- Shares after
- 18,587
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F12, F16
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -955
- Change %
- -4.9%
- Price
- Shares after
- 18,587
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F12, F16
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -955
- Change %
- -4.9%
- Price
- Shares after
- 18,587
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F12, F16
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -955
- Change %
- -4.9%
- Price
- Shares after
- 18,587
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F12, F16
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -955
- Change %
- -4.9%
- Price
- Shares after
- 18,587
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F12, F16
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,222
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F4, F12, F17
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,222
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F4, F12, F17
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,222
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F4, F12, F17
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,222
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F4, F12, F17
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,222
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F4, F12, F17
WHLR
transaction
Derivative
Series D Cumulative Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,222
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F4, F12, F17
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -24,730
- Change %
- -4.5%
- Price
- Shares after
- 522,788
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F18, F19
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -24,730
- Change %
- -4.5%
- Price
- Shares after
- 522,788
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F18, F19
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -24,730
- Change %
- -4.5%
- Price
- Shares after
- 522,788
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F18, F19
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -24,730
- Change %
- -4.5%
- Price
- Shares after
- 522,788
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F18, F19
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -24,730
- Change %
- -4.5%
- Price
- Shares after
- 522,788
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F18, F19
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -24,730
- Change %
- -4.5%
- Price
- Shares after
- 522,788
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F18, F19
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -26,603
- Change %
- -5.1%
- Price
- Shares after
- 496,185
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F18, F20
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -26,603
- Change %
- -5.1%
- Price
- Shares after
- 496,185
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F18, F20
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -26,603
- Change %
- -5.1%
- Price
- Shares after
- 496,185
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F18, F20
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -26,603
- Change %
- -5.1%
- Price
- Shares after
- 496,185
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F18, F20
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -26,603
- Change %
- -5.1%
- Price
- Shares after
- 496,185
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F18, F20
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -26,603
- Change %
- -5.1%
- Price
- Shares after
- 496,185
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F18, F20
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,270
- Change %
- -4.5%
- Price
- Shares after
- 69,113
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F18, F21
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,270
- Change %
- -4.5%
- Price
- Shares after
- 69,113
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F18, F21
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,270
- Change %
- -4.5%
- Price
- Shares after
- 69,113
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F18, F21
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,270
- Change %
- -4.5%
- Price
- Shares after
- 69,113
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F18, F21
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,270
- Change %
- -4.5%
- Price
- Shares after
- 69,113
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F18, F21
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,270
- Change %
- -4.5%
- Price
- Shares after
- 69,113
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F18, F21
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,517
- Change %
- -5.1%
- Price
- Shares after
- 65,596
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F18, F22
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,517
- Change %
- -5.1%
- Price
- Shares after
- 65,596
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F18, F22
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,517
- Change %
- -5.1%
- Price
- Shares after
- 65,596
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F18, F22
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,517
- Change %
- -5.1%
- Price
- Shares after
- 65,596
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F18, F22
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,517
- Change %
- -5.1%
- Price
- Shares after
- 65,596
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F18, F22
WHLR
transaction
Derivative
Series B Convertible Preferred Stock
Disposed to Issuer
- Transaction value
- Shares
- -3,517
- Change %
- -5.1%
- Price
- Shares after
- 65,596
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F2, F18, F22
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $17,158,975
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 3,540,501
- Exercise price
- $4.85
- Footnotes
- F1, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $17,158,975
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 3,540,501
- Exercise price
- $4.85
- Footnotes
- F1, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $17,158,975
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 3,540,501
- Exercise price
- $4.85
- Footnotes
- F1, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $17,158,975
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 3,540,501
- Exercise price
- $4.85
- Footnotes
- F1, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $17,158,975
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 3,540,501
- Exercise price
- $4.85
- Footnotes
- F1, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $17,158,975
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 3,540,501
- Exercise price
- $4.85
- Footnotes
- F1, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $2,504,950
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 516,859
- Exercise price
- $4.85
- Footnotes
- F2, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $2,504,950
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 516,859
- Exercise price
- $4.85
- Footnotes
- F2, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $2,504,950
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 516,859
- Exercise price
- $4.85
- Footnotes
- F2, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $2,504,950
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 516,859
- Exercise price
- $4.85
- Footnotes
- F2, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $2,504,950
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 516,859
- Exercise price
- $4.85
- Footnotes
- F2, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $2,504,950
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 516,859
- Exercise price
- $4.85
- Footnotes
- F2, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $801,725
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 165,424
- Exercise price
- $4.85
- Footnotes
- F3, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $801,725
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 165,424
- Exercise price
- $4.85
- Footnotes
- F3, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $801,725
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 165,424
- Exercise price
- $4.85
- Footnotes
- F3, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $801,725
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 165,424
- Exercise price
- $4.85
- Footnotes
- F3, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $801,725
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 165,424
- Exercise price
- $4.85
- Footnotes
- F3, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $801,725
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 165,424
- Exercise price
- $4.85
- Footnotes
- F3, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $1,177,375
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 242,934
- Exercise price
- $4.85
- Footnotes
- F4, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $1,177,375
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 242,934
- Exercise price
- $4.85
- Footnotes
- F4, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $1,177,375
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 242,934
- Exercise price
- $4.85
- Footnotes
- F4, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $1,177,375
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 242,934
- Exercise price
- $4.85
- Footnotes
- F4, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $1,177,375
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 242,934
- Exercise price
- $4.85
- Footnotes
- F4, F10, F11
WHLR
holding
Derivative
7.00% Subordinated Convertible Notes due 2031
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- $1,177,375
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 242,934
- Exercise price
- $4.85
- Footnotes
- F4, F10, F11
WHLR
holding
Derivative
Series D Cumulative Convertible Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 21,148
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F3, F12
WHLR
holding
Derivative
Series D Cumulative Convertible Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 21,148
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F3, F12
WHLR
holding
Derivative
Series D Cumulative Convertible Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 21,148
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F3, F12
WHLR
holding
Derivative
Series D Cumulative Convertible Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 21,148
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F3, F12
WHLR
holding
Derivative
Series D Cumulative Convertible Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 21,148
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F3, F12
WHLR
holding
Derivative
Series D Cumulative Convertible Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 21,148
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F3, F12
WHLR
holding
Derivative
Series B Convertible Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 90,565
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F3, F18
WHLR
holding
Derivative
Series B Convertible Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 90,565
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F3, F18
WHLR
holding
Derivative
Series B Convertible Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 90,565
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F3, F18
WHLR
holding
Derivative
Series B Convertible Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 90,565
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F3, F18
WHLR
holding
Derivative
Series B Convertible Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 90,565
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F3, F18
WHLR
holding
Derivative
Series B Convertible Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 90,565
- Date
- 23 Sep 2026
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F3, F18
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 22 footnotes
Footnote F1
These securities are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
Footnote F2
These securities are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
Footnote F3
These securities are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
Footnote F4
These securities are owned directly by Stilwell Associates, L.P. ("SA") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SA. Joseph Stilwell disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.
Footnote F5
On September 23, 2026, the Issuer agreed to issue to SAI 184,655 shares of the Issuer's common stock ("Common Stock") in exchange for 24,730 shares of the Issuer's Series B Preferred Stock ("Series B Preferred Stock") and 3,287 shares of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") held by SAI (the "First SAI Exchange"). The Issuer did not receive any cash proceeds in the First SAI Exchange.
Footnote F6
On September 23, 2026, the Issuer agreed to issue to SAI 257,902 shares of Common Stock in exchange for 26,603 shares of Series B Preferred Stock and 6,575 shares of Series D Preferred Stock held by SAI (the "Second SAI Exchange"). The Issuer did not receive any cash proceeds in the Second SAI Exchange.
Footnote F7
On September 23, 2026, the Issuer agreed to issue to SAF 25,516 shares of Common Stock in exchange for 3,270 shares of Series B Preferred Stock and 491 shares of Series D Preferred Stock held by SAF (the "First SAF Exchange"). The Issuer did not receive any cash proceeds in the First SAF Exchange.
Footnote F8
On September 23, 2026, the Issuer agreed to issue to SAF 35,768 shares of Common Stock in exchange for 3,517 shares of Series B Preferred Stock and 955 shares of Series D Preferred Stock held by SAF (the "Second SAF Exchange"). The Issuer did not receive any cash proceeds in the Second SAF Exchange.
Footnote F9
On September 23, 2026, the Issuer agreed to issue to SA 62,829 shares of Common Stock in exchange for 3,222 shares of Series D Preferred Stock held by SA (the "SA Exchange"). The Issuer did not receive any cash proceeds in the SA Exchange.
Footnote F10
The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of Common Stock at a conversion price of $4.84648 per share (5.158382 common shares for each $25.00 of principal amount of the Notes being converted).
Footnote F11
Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of Series B Preferred Stock or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The number of shares of Common Stock indicated in the Table is based on the outstanding principal amount of the Notes held by the Reporting Person.
Footnote F12
Each share of Series D Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of Common Stock (a conversion price of $1,107,800,064,000 per share of Common Stock). Series D Preferred Stock has no expiration date.
Footnote F13
The preferred stock disposition was pursuant to the First SAI Exchange.
Footnote F14
The preferred stock disposition was pursuant to the Second SAI Exchange.
Footnote F15
The preferred stock disposition was pursuant to the First SAF Exchange.
Footnote F16
The preferred stock disposition was pursuant to the Second SAF Exchange.
Footnote F17
The preferred stock disposition was pursuant to the SA Exchange.
Footnote F18
Each share of Series B Preferred Stock is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000000001 shares of Common Stock (a conversion price of $2,612,736,000,000 per share of Common Stock). Series B Preferred Stock has no expiration date.
Footnote F19
The preferred stock disposition was pursuant to the First SAI Exchange.
Footnote F20
The preferred stock disposition was pursuant to the Second SAI Exchange.
Footnote F21
The preferred stock disposition was pursuant to the First SAF Exchange.
Footnote F22
The preferred stock disposition was pursuant to the Second SAF Exchange.