LUMINUS MANAGEMENT LLC - 21 Sep 2026 Form 4 Insider Report for BATTALION OIL CORP (BATL)

Reporting relationship: 10%+ Owner
Issuer ticker: BATL
Reported as of: 21 Sep 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 23 Sep 2026, 16:01:09 UTC
Prior SEC filing: 26 May 2026
Source filing: View source filing
Reporting owner signature: Luminus Management, LLC By: /s/ Jonathan Barrett Name: Jonathan Barrett Title: President

Key filing fact

LUMINUS MANAGEMENT LLC filed Form 4 for BATTALION OIL CORP (BATL) on 23 Sep 2026.

Key facts

This page summarizes LUMINUS MANAGEMENT LLC's Form 4 filing for BATTALION OIL CORP (BATL).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 23 Sep 2026, 16:01.

Change

Previous filing in this sequence was filed on 26 May 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (3)

CIK 0001279151 Primary reporting owner

LUMINUS MANAGEMENT LLC

Relationship: 10%+ Owner
Address: 1811 BERING DRIVE, SUITE 400, HOUSTON
Signature: Luminus Management, LLC By: /s/ Jonathan Barrett Name: Jonathan Barrett Title: President
Signature date: 23 Sep 2026

CIK 0001405850

Luminus Energy Partners Master Fund, Ltd.

Relationship: 10%+ Owner
Address: 1811 BERING DRIVE, SUITE 400, HOUSTON
Signature: Luminus Energy Partners Master Fund, Ltd., By: Luminus Management, LLC, as manager By: /s/ Jonathan Barrett Name: Jonathan Barrett Title: President
Signature date: 23 Sep 2026

CIK 0001731639

Barrett Jonathan Dan

Relationship: Director, 10%+ Owner
Address: 1811 BERING DRIVE, SUITE 400, HOUSTON
Signature: By: /s/ Jonathan Barrett Name: Jonathan Barrett
Signature date: 23 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BATL transaction

Common Stock

Other

Transaction value
Shares: -187,523
Change %: -18%
Price: $0.000000^*
Shares after: 881,932
Date: 21 Sep 2026
Ownership: See Footnote
Footnotes: F1, F2, F3, F4, F5

BATL transaction

Common Stock

Other

Transaction value
Shares: -187,523
Change %: -18%
Price: $0.000000^*
Shares after: 881,932
Date: 21 Sep 2026
Ownership: See Footnote
Footnotes: F1, F2, F3, F4, F5

BATL transaction

Common Stock

Other

Transaction value
Shares: -187,523
Change %: -18%
Price: $0.000000^*
Shares after: 881,932
Date: 21 Sep 2026
Ownership: See Footnote
Footnotes: F1, F2, F3, F4, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

As previously disclosed, on March 24, 2026, Luminus Energy Partners Master Fund, Ltd. ("Master Fund") effected a distribution in kind of 5,200,000 shares (the "Shares") of common stock of the Issuer in the aggregate to: (i) its two feeder funds, Luminus Energy Partners QP, LP, a Delaware limited partnership ("LEP Onshore"), which received 2,117,138 Shares, and LEP Offshore (through LILP, an intermediary entity which received 2,641,190 Shares); and (ii) two affiliates that have economic interests in the Master Fund, namely LCP Onshore, which received 391,694 Shares, and LCP Offshore, which received 91,930 Shares. Each of the Funds had issued illiquid certificates to their respective investors on April 1, 2020.

Footnote F2

In connection with the distribution in kind, the Manager planned to distribute 5,200,000 shares of common stock. As Certificate Holders entitled to receive 1,145,542 shares of common stock (the "Segregated Shares") in the aggregate did not either (i) respond or provide the requisite information to the Fund's administrator and the Manager to receive the Segregated Shares, (ii) were unable to accept delivery of the Segregated Shares or (iii) chose not to participate in the distribution (such Certificate Holders being referred to as the "Non Returners"), the Master Fund continues to hold the Segregated Shares and retains both voting and disposition power over the Segregated Shares.

Footnote F3

The Master Fund, however, has no economic interest in the Segregated Shares as the Master Fund is holding the Segregated Shares for the benefit of the Non Returners. On September 21, 2026, the Master Fund distributed 187,523 shares of common stock to certain Non Returners who provided their information.

Footnote F4

As of the date of this report, 20,966 of the Segregated Shares remain undistributed. The Master Fund can, in its discretion, sell the Segregated Shares on behalf of the Non Returners and/or make one or more distribution in kind of the Segregated Shares to the Non Returners who provide their requisite information.

Footnote F5

Shares reported herein are held by the Master Fund for which Luminus Management, LLC serves as the investment manager. Jonathan Barrett is the ultimate beneficial owner of Luminus Management, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.