Pedro Batista de Lima Filho - 22 Sep 2026 Form 4 Insider Report for AXIA Energia S.A. (AXIAY)

Reporting relationship: Director
Issuer ticker: AXIAY
Reported as of: 22 Sep 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 22 Sep 2026, 10:41:52 UTC
Prior SEC filing: 23 Sep 2026
Source filing: View source filing
Reporting owner signature: /s/ Pedro Batista de Lima Filho

Key filing fact

Pedro Batista de Lima Filho filed Form 4 for AXIA Energia S.A. (AXIAY) on 22 Sep 2026.

Key facts

This page summarizes Pedro Batista de Lima Filho's Form 4 filing for AXIA Energia S.A. (AXIAY).
4 reported transactions and 6 derivative rows are listed below.
Accepted by SEC: 22 Sep 2026, 10:41.

Change

Previous filing in this sequence was filed on 23 Sep 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002121444 Primary reporting owner

Batista de Lima Filho Pedro

Relationship: Director
Address: AVENIDA GRACA ARANHA, NO. 26, CENTRO, RIO DE JANEIRO, BRAZIL
Signature: /s/ Pedro Batista de Lima Filho
Signature date: 22 Sep 2026

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AXIAY transaction Derivative

Class "C" Preferred Shares

Other

Transaction value
Shares: -12,806
Change %: -19%
Price: $10.74^*
Shares after: 53,505
Date: 22 Sep 2026
Ownership: By managed account
Underlying class: Common Shares
Underlying amount: 12,806
Exercise price
Footnotes: F1, F2, F3

AXIAY transaction Derivative

Class "C" Preferred Shares

Other

Transaction value
Shares: -16,904
Change %: -19%
Price: $10.74^*
Shares after: 70,705
Date: 22 Sep 2026
Ownership: By managed account
Underlying class: Common Shares
Underlying amount: 16,904
Exercise price
Footnotes: F1, F2, F4

AXIAY transaction Derivative

Class "C" Preferred Shares

Other

Transaction value
Shares: -305,092
Change %: -19%
Price: $10.74^*
Shares after: 1,269,408
Date: 22 Sep 2026
Ownership: By managed account
Underlying class: Common Shares
Underlying amount: 305,092
Exercise price
Footnotes: F1, F2, F5

AXIAY transaction Derivative

Class "C" Preferred Shares

Other

Transaction value
Shares: -274,332
Change %: -19%
Price: $10.74^*
Shares after: 1,173,013
Date: 22 Sep 2026
Ownership: By managed account
Underlying class: Common Shares
Underlying amount: 274,332
Exercise price
Footnotes: F1, F2, F6

AXIAY holding Derivative

Class "C" Preferred Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,881,047
Date: 22 Sep 2026
Ownership: By managed account
Underlying class: Common Shares
Underlying amount: 3,881,047
Exercise price
Footnotes: F1, F7

AXIAY holding Derivative

Class "C" Preferred Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,423,479
Date: 22 Sep 2026
Ownership: By managed account
Underlying class: Common Shares
Underlying amount: 1,423,479
Exercise price
Footnotes: F1, F8

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

Pursuant to Article 11 of the Bylaws of AXIA Energia S.A. (the "Company"), the class "C" preferred shares ("PNC Shares") shall be automatically converted into Common Shares, assuming such PNC Shares are not earlier mandatorily redeemed by the Company in accordance with its Bylaws, at a ratio of 1:1, as follows: 4% of the total volume of originally-issued PNC Shares, allocated proportionally among all holders, in each of the fiscal years 2026, 2027, 2028, 2029 and 2030; and all PNC Shares remaining, in fiscal year 2031. The PNC Shares reported herein were mandatorily redeemed for cash in accordance with the foregoing.

Footnote F2

The redemption price, $55.56 Brazilian reals ("BRL") per share, has been converted to U.S. dollars ("USD") using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of June 30, 2026 (the most recently published quarterly rate at the time of filing), at a rate of 5.1740 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.

Footnote F3

Pedro Batista de Lima Filho ("Mr. Filho") is a partner at Radar Gestora de Recursos Ltda. ("Radar Gestora"), which is responsible for the portfolio management of TUCURUI MASTER FUNDO DE INVESTIMENTO FINANCEIRO EM ACOES ("Tucurui") and receives a performance-based compensation in his capacity as a partner of Radar Gestora. Mr. Filho may be deemed to indirectly beneficially own these shares by virtue of its relationship with Tucurui. For the purposes of this filing, each of Tucurui and Mr. Filho disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Tucurui or Mr. Filho is the beneficial owner of any of the reported securities for purposes of Section 16 of the Exchange Act, or otherwise.

Footnote F4

Mr. Filho is a partner at Radar Gestora, which is responsible for the portfolio management of XINGO MASTER FUNDO DE INVESTIMENTO FINANCEIRO DE ACOES ("Xingo") and receives a performance-based compensation in his capacity as a partner of Radar Gestora. Mr. Filho may be deemed to indirectly beneficially own these shares by virtue of its relationship with Xingo. For the purposes of this filing, each of Xingo and Mr. Filho disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Xingo or Mr. Filho is the beneficial owner of any of the reported securities for purposes of Section 16 of the Exchange Act, or otherwise.

Footnote F5

Mr. Filho is a partner at Radar Gestora, which is responsible for the portfolio management of RADAR MASTER FUNDO DE INVESTIMENTO FINANCEIRO EM ACOES ("Radar") and receives a performance-based compensation in his capacity as a partner of Radar Gestora. Mr. Filho may be deemed to indirectly beneficially own these shares by virtue of its relationship with Radar. For the purposes of this filing, each of Radar and Mr. Filho disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Radar or Mr. Filho is the beneficial owner of any of the reported securities for purposes of Section 16 of the Exchange Act, or otherwise.

Footnote F6

Mr. Filho is a partner at Radar Gestora, which is responsible for the portfolio management of INFRAD MASTER FUNDO DE INVESTIMENTO FINANCEIRO EM ACOES ("Infrad") and receives a performance-based compensation in his capacity as a partner of Radar Gestora. Mr. Filho may be deemed to indirectly beneficially own these shares by virtue of its relationship with Infrad. For the purposes of this filing, each of Infrad and Mr. Filho disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Infrad or Mr. Filho is the beneficial owner of any of the reported securities for purposes of Section 16 of the Exchange Act, or otherwise.

Footnote F7

Mr. Filho is a partner at Radar Gestora, which is responsible for the portfolio management of MALIKO INVESTMENTS LLC - BANCO BTG PACTUAL S/A ("Maliko") and receives a performance-based compensation in his capacity as a partner of Radar Gestora. Mr. Filho may be deemed to indirectly beneficially own these shares by virtue of its relationship with Maliko. For the purposes of this filing, each of Maliko and Mr. Filho disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Maliko or Mr. Filho is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise.

Footnote F8

Mr. Filho is a partner at Radar Gestora, which is responsible for the portfolio management of MANUKA INVESTMENTS LLC - BANCO BTG PACTUAL S/A ("Manuka") and receives a performance-based compensation in his capacity as a partner of Radar Gestora. Mr. Filho may be deemed to indirectly beneficially own these shares by virtue of its relationship with Manuka. For the purposes of this filing, each of Manuka and Mr. Filho disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Manuka or Mr. Filho is the beneficial owner of any of the reported securities for purposes of Section 16 of the Exchange Act, or otherwise.