Key facts
- This page summarizes Wael Kamal Barsoum's Form 3 filing for Stewards, Inc. (SWRD).
- 0 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 21 Sep 2026, 15:32.
Key filing fact
Ownership activity is grounded in SEC Form 3 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
No transaction description listed
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
No transaction description listed
No transaction description listed
No transaction description listed
Additional SEC filing notes
Footnote F1
These common shares, common warrants, and pre-funded warrants are held of record by Stewards Investment Capital Limited as nominee under a client mandate for the reporting person. The reporting person has the pecuniary interest and investment power. The record holder disclaims beneficial ownership except as a nominee.
Footnote F2
Represents common warrants to purchase 630,000 shares at $0.40 per share, expiring November 15, 2029, acquired in connection with Common Units issued under the issuer's September 9, 2024 Securities Purchase Agreement.
Footnote F3
Represents 600,000 pre-funded warrants. Each pre-funded warrant is exercisable for 3/200ths of one share, or 9,000 shares in the aggregate, at $0.0001 per share. Exercisability and expiration are as set forth in the applicable warrant.
Footnote F4
Represents 45,000 restricted stock units granted on May 8, 2026 under the issuer's 2024 Equity Incentive Plan. The units cliff-vest 100% on May 8, 2027, subject to continued service as a director. Each unit represents the right to receive one share of common stock upon settlement. The units have no expiration date other than forfeiture if the vesting conditions are not met.
Footnote F5
There is no expiration date for this security.