Christopher J. Abate - 15 Sep 2026 Form 4/A - Amendment Insider Report for REDWOOD TRUST INC (RWT)

Reporting relationship: Chief Executive Officer, Director
Issuer ticker: RWT
Reported as of: 15 Sep 2026
Net transaction value: +$383,900
SEC form: 4/A - Amendment
Accepted by SEC: 18 Sep 2026, 20:27:05 UTC
Original report date: 15 Sep 2026
Prior SEC filing: 17 Apr 2026
Source filing: View source filing
Reporting owner signature: Attorney-In-Fact: /s/ Andrew P. Stone

Key filing fact

Christopher J. Abate filed Form 4/A - Amendment for REDWOOD TRUST INC (RWT) on 18 Sep 2026.

Key facts

This page summarizes Christopher J. Abate's Form 4/A - Amendment filing for REDWOOD TRUST INC (RWT).
1 reported transaction and 3 derivative rows are listed below.
Accepted by SEC: 18 Sep 2026, 20:27.

Change

Previous filing in this sequence was filed on 17 Apr 2026.
Current net transaction value: +$383,900.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reporting Owners (1)

CIK 0001453409 Primary reporting owner

Abate Christopher J

Relationship: Chief Executive Officer, Director
Address: 1 BELVEDERE PLACE, SUITE 300, MILL VALLEY
Signature: Attorney-In-Fact: /s/ Andrew P. Stone
Signature date: 18 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RWT transaction

Common Stock

Purchase

Transaction value: $383,900
Shares: +100,000
Change %: +17%
Price: $3.84
Shares after: 679,283
Date: 15 Sep 2026
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RWT holding Derivative

Deferred Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 115,896
Date: 15 Sep 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 115,896
Exercise price: $5.63
Footnotes: F2, F3, F4, F5

RWT holding Derivative

Deferred Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 98,268
Date: 15 Sep 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 98,268
Exercise price: $6.64
Footnotes: F2, F3, F5, F6

RWT holding Derivative

Deferred Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 118,421
Date: 15 Sep 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 118,421
Exercise price: $7.79
Footnotes: F2, F3, F5, F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

This amendment is being filed solely to correct the nature of ownership of the reported shares, which were directly owned by Mr. Abate at the time of the reported transaction.

Footnote F2

This transaction relates to the grant of Deferred Stock Units.

Footnote F3

Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.

Footnote F4

25% vests 1/31/2027, 6.25% every quarter thereafter (beginning with 4/1/2027). Fully vested 12/11/2029.

Footnote F5

No expiration date is applicable to deferred stock units.

Footnote F6

25% vests 1/31/2026, 6.25% every quarter thereafter (beginning with 4/1/2026). Fully vested 12/18/2028.

Footnote F7

25% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027.