Michael Schmertzler - 16 Sep 2026 Form 4 Insider Report for Hamilton Lane INC (HLNE)

Reporting relationship: Director, 10%+ Owner
Issuer ticker: HLNE
Reported as of: 16 Sep 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 18 Sep 2026, 16:38:29 UTC
Prior SEC filing: 11 Sep 2026
Source filing: View source filing
Reporting owner signature: /s/ Lydia Gavalis, attorney-in-fact

Key filing fact

Michael Schmertzler filed Form 4 for Hamilton Lane INC (HLNE) on 18 Sep 2026.

Key facts

This page summarizes Michael Schmertzler's Form 4 filing for Hamilton Lane INC (HLNE).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 18 Sep 2026, 16:38.

Change

Previous filing in this sequence was filed on 11 Sep 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001288952 Primary reporting owner

SCHMERTZLER MICHAEL

Relationship: Director, 10%+ Owner
Address: C/O HAMILTON LANE INCORPORATED, 110 WASHINGTON STREET, SUITE 1300, CONSHOHOCKEN
Signature: /s/ Lydia Gavalis, attorney-in-fact
Signature date: 18 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HLNE transaction

Class A Common Stock

Award

Transaction value
Shares: +977
Change %
Price: $0.000000^*
Shares after: 977
Date: 16 Sep 2026
Ownership: Direct
Footnotes: F1

HLNE holding

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 600,000
Date: 16 Sep 2026
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HLNE holding Derivative

Class B Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 600,000
Date: 16 Sep 2026
Ownership: See footnote
Underlying class: Class A Common Stock
Underlying amount: 600,000
Exercise price
Footnotes: F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's Amended and Restated 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date.

Footnote F2

The Issuer Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote.

Footnote F3

Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date.

Footnote F4

These securities are owned directly by HLA Investments, LLC.

SEC remarks

In addition to serving as a director of the Issuer, the reporting person is a member of a group that beneficially owns more than 10% of the Issuer's Class A common stock.